Cases 11 - 18 of 18
U.S. Securities and Exchange Commission v. Equitybuild, Inc. et al
as 3:2018ms00005
Defendant:
Equitybuild Finance, LLC, Shaun D. Cohen, Jerome H. Cohen and others
Plaintiff:
U.S. Securities and Exchange Commission
Undetermined:
Kevin B Duff
Cause Of Action: 12 U.S.C. § 22
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. EQUITYBUILD, INC. et al
as 3:2018mc00172
Defendant:
EQUITYBUILD FINANCE, LLC, SHAUN D. COHEN, JEROME H. COHEN and others
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Undetermined:
KEVIN B. DUFF
Cause Of Action: 28 U.S.C. § 754
Robert Mosier v. Christopher Lee
as 17-55242
Plaintiff - Appellee:
ROBERT P. MOSIER, solely in his capacity as Permanent Receiver in the matter of Securities and Exchange Commission
Defendant - Appellant:
CHRISTOPHER M. LEE, as Co-Trustee of the Tealuck Family Trust, AKA Rashid K. Khalfani
Securities and Exchange Commission v. Yang et al
as 1:2016at00027
Plaintiff:
Securities and Exchange Commission
Defendant:
Robert Yang, Claudia Kano, Suncor Fontana, LLC and others
Cause Of Action: 31 U.S.C. § 3731 Fraud
United States Securities & Exchange Commission v. Southern Cross Resources Group, Inc. et al
as 1:2015cv11506
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Southern Cross Resources Group, Inc., Michael A. Nasatir and Andrew L. Madenberg
Cause Of Action: 12 U.S.C. § 22
No Splinters Pty, Ltd. et al v. Institutional Direct, Inc. et al
as 2:2014cv11708
Plaintiff:
No Splinters Pty, Ltd. , David Greer and Lisa Lander
Defendant:
Institutional Direct, Inc., J.P. Morgan Chase & Co., Industrial and Commercial Bank of China and others
Cause Of Action: 28 U.S.C. § 1332
Securities and Exchang Commission v. Randall et al
as 4:2009cv00401
Plaintiff:
Securities and Exchang Commission
Defendant:
Brion Randall and 2Randall Consulting Group
Receiver:
Karen Cook
Cause Of Action: Civil Miscellaneous Case
Whistler Investments, et al v. The Depository Trust, et al
as 06-16088
Plaintiff - Appellant:
WHISTLER INVESTMENTS, INC., a Nevada corporation, SALIM S. RANA INVESTMENTS CORP., a corporation and AMERICAN DREAM HOLDINGS, INC., a corporation
Defendant - Appellee:
THE DEPOSITORY TRUST AND CLEARING CORPORATION, THE DEPOSITORY TRUST COMPANY and THE NATIONAL SECURITIES CLEARING CORPORATION
Amicus Curiae:
SECURITIES AND EXCHANGE COMMISSION and NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC.
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
