Cases 11 - 20 of 183
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv02420
Plaintiff:
EUGENE H. KIM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Securities and Exchange Commission v. Mohamed et al
as 1:2022cv03252
Defendant:
9224-3708 Quebec, Inc., Rahim Mohamed, Davies (Dave) Wong and others
Plaintiff:
Securities and Exchange Commission
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Javice et al
as 1:2023cv02795
Plaintiff:
Securities and Exchange Commission
Defendant:
Charlie Javice and Olivier Amar
Alternative Dispute Resolution (Adr) Provider:
UNITED STATES OF AMERICA
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Kwok et al
as 1:2023cv02200
Plaintiff:
Securities and Exchange Commission
Defendant:
Ho Wan Kwok, Kin Ming Je, Mountains of Spices LLC and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
JPMorgan Chase Bank, N.A. v. Javice et al
as 1:2022cv01621
Counter Defendant:
JPMorgan Chase Bank, N.A.
Counter Claimant:
Charlie Javice
Defendant:
Olivier Amar
Intervenor:
United States of America
United States Securities and Exchange Commission v. Meadow et al
as 1:2023cv05573
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jordan Meadow and Steven Teixeira
Intervenor:
UNITED STATES OF AMERICA
Fiyyaz Pirani v. Slack Technologies, Inc., et al
as 20-16419
Defendant / Appellant:
ACCEL GROWTH FUND INVESTORS 2016 L.L.C., GRAHAM SMITH, SOCIAL+CAPITAL PARTNERSHIP GP II L.P. and others
Plaintiff / Appellee:
FIYYAZ PIRANI
Amicus Curiae:
CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, NATIONAL VENTURE CAPITAL ASSOCIATION, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION and others
Securities and Exchange Commission v. Dupont et al
as 1:2023cv05565
Plaintiff:
Securities and Exchange Commission
Defendant:
Joseph M Dupont, Shawn P Cronin, Stanley Kaplan and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 sv Fed. Question: Securities Violation
United States of America v. Neal et al
as 5:2023cv00426
Plaintiff:
UNITED STATES OF AMERICA
Defendant:
Richard D Neal and Golden Signals LLC
Cause Of Action: 28 U.S.C. § 1331 Federal Question: Enforcement of Judgment
Securities & Exchange Commission v. Sirotka
as 2:2022cv00348
Plaintiff:
Securities & Exchange Commission
Defendant:
Anthony Sirotka and United States Attorney's Office
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
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