Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 45
Securities and Exchange Commission v. Thomas et al
as 3:2023cv00459
Plaintiff: Securities and Exchange Commission
Defendant: Clayton R. Thomas and Personalized Healthcare Solution, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. TKO Farms Inc. et al We have downloadable decisions or orders for this case
as 8:2022cv00941
Plaintiff: Securities and Exchange Commission
Defendant: TKO Farms Inc., Agravitae Inc., Kenneth Dewayne Owen and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
University of Puerto Rico Reti, et al v. Lannett Co Inc, et al We have downloadable decisions or orders for this case
as 21-3150
Plaintiff / Appellee: UNIVERSITY OF PUERTO RICO RETIREMENT SYSTEM and IRONWORKERS LOCALS 40, 361 AND 417 UNION SECURITY FUNDS, Individually and on Behalf of All Other Persons Similarly Situated
Defendant / Appellant: LANNETT CO INC, ARTHUR BEDROSIAN and MARTIN P. GALVAN
U.S. Securities and Exchange Commission v. LFS Funding Limited Partnership et al We have downloadable decisions or orders for this case
as 2:2021cv04211
Defendant: Personal Group, LLC, Steven Robert Comisar, Meridian Point, LLC and others
Plaintiff: U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
JOHNSON v. REAL AND PERSONAL PROPERTY OF NEXT GEN INC ETAL We have downloadable decisions or orders for this case
as 4:2018mc00005
Plaintiff: ERIC L JOHNSON
Defendant: REAL AND PERSONAL PROPERTY OF NEXT GEN INC ETAL
Cause Of Action: 28 U.S.C. § 754
JOHNSON v. REAL AND PERSONAL PROPERTY OF NEXT GEN INC ETAL
as 4:2018cv00352
Defendant: REAL AND PERSONAL PROPERTY OF NEXT GEN INC ETAL and ERIC L JOHNSON
Cause Of Action: 28 U.S.C. § 754
Arkansas Teacher Retirement Sy v. Nimble Storage, Inc., et al We have downloadable decisions or orders for this case
as 17-17232
: In re: NIMBLE STORAGE, INC. SECURITIES LITIGATION
Plaintiff - Appellant: ARKANSAS TEACHER RETIREMENT SYSTEM, Lead Plaintiff; Individually and On Behalf of a Class of Similarly Situated Persons and Entities
Defendant - Appellee: NIMBLE STORAGE, INC., SURESH VASUDEVAN, ANUP V. SINGH and others
Faig v. BioScrip, Inc. We have downloadable decisions or orders for this case
as 17-2662
Plaintiff - Appellee: Fresno County Employees' Retirement Association, Timothy Faig, individually and on behalf of all other persons similarly situated and West Palm Beach Police Pension Fund
Defendant: Jeffries LLC, Morgan Stanley & Co. LLC, SunTrust Robinson Humphrey, Inc. and others
Objector - Appellant: Isaacson/Weaver Family Trust
USSEC v. Inteligentry, LTD, et al
as 17-16690
Plaintiff - Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant: INTELIGENTRY, LTD, PLASMERG, INC and PTP LICENSING, LTD
Defendant - Appellant: JOHN P. ROHNER and INTELIGENTRY INVESTORS, as a class of "interested parties" as personally qualified and represented by Rohner
In re Arrowhead Research Corp. v. Noelle M. Strogoff, et al We have downloadable decisions or orders for this case
as 16-56499
In Re: In re: ARROWHEAD RESEARCH CORPORATION SECURITIES LITIGATION
Plaintiff - Appellant: NOELLE M. STROGOFF, Lead Plaintiff, individually and on behalf of all other persons similarly situated and on behalf of Strogoff Family Trust U/D/T, CHRISTIAN STOUT and JULIA STOUT
Defendant - Appellee: ARROWHEAD RESEARCH CORPORATION, CHRISTOPHER R. ANZALONE, BRUCE D. GIVEN and others

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?