Cases 1 - 10 of 168
DOE v. PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD
as 1:2024cv00780
Plaintiff:
JOHN DOE
Defendant:
PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD and UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Exxon Mobil Corporation v. Arjuna Capital, LLC et al
as 4:2024cv00069
Plaintiff:
Exxon Mobil Corporation
Defendant:
Arjuna Capital, LLC and Follow This
Amicus Curiae:
The Chamber of Commerce of the United States of America and Business Roundtable
Securities and Exchange Commission v. Perryman
as 1:2023cv10985
Plaintiff:
Securities and Exchange Commission
Defendant:
Laura Tyler Perryman
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. HUGHES
as 3:2023cv21816
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
JOHN HUGHES and UNITED STATES OF AMERICA
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Eugene Kim v. FINRA
as 23-7136
Plaintiff / Appellant:
Eugene H. Kim
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee:
United States of America
Securities and Exchange Commission v. Viggiano et al
as 1:2023cv08542
Plaintiff:
Securities and Exchange Commission
Defendant:
Anthony Viggiano, Stephen A. Forlano, Christopher Salamone and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
SEC v. Sumchai
as 2:2023cv02027
Plaintiff:
Securities and Exchange Commission
Defendant:
Tilila Walker Sumchai
Intervenor:
United States of America
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv02420
Plaintiff:
EUGENE H. KIM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
United States Securities and Exchange Commission v. Meadow et al
as 1:2023cv05573
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jordan Meadow and Steven Teixeira
Intervenor:
UNITED STATES OF AMERICA
Securities and Exchange Commission v. Dupont et al
as 1:2023cv05565
Plaintiff:
Securities and Exchange Commission
Defendant:
Joseph M Dupont, Shawn P Cronin, Stanley Kaplan and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 sv Fed. Question: Securities Violation
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