Cases 1 - 8 of 8
Grigsby & Associates, Inc. et al v. M Securities Investment, Inc. et al
as 4:2016mc80090
Plaintiff:
Grigsby & Associates, Inc. and Calvin B. Grigsby
Defendant:
M Securities Investment, Inc. , Hoawrd Gary & Company , Howard V. Gary and others
Lowrey et al v. Citigroup Global Markets, Inc et al
as 3:2010cv01823
Plaintiff:
Melissa Lowrey and Guy Heartfield
Defendant:
Citigroup Global Markets, Inc , National Association of Securities Dealers, Inc. and FINRA Regulation, Inc.
Cause Of Action: 15 U.S.C. § 78
Fiero et al v. National Association of Securities Dealers, Inc.
as 1:2007cv07679
Plaintiff:
John J. Fiero and Fiero Brothers, Inc.
Defendant:
National Association of Securities Dealers, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Karsner, Joseph v. Lothian, Pamela, et al
as 07-7080
Appellee:
Joseph R. Karsner, IV, Pamela Lothian and The National Association of Securities Dealers, Inc.
Intervenor For Defendant - Appellant:
Melanie Senter Lubin, Maryland Securities Commissioner
Amicus Curiae:
North American Securities Administrators Association, Inc.
Amicus Curiae For Appellant:
Public Investors Arbitration Bar Association
in the matter of Lugano Group Incorporated
as 2:2007cv01821
Petitioner:
Lugano Group Incorporated
Defendant:
National Association of Securities Dealers, Inc. and National Association of Securities Dealers, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Johnstone v. National Association of Securities Dealers, Inc et al
as 3:2007cv00424
Petitioner:
Grant Johnstone and Grant Johnstone
Respondent:
National Association of Securities Dealers, Inc and National Association of Securities Dealers, Inc
Intervenor:
State of Oregon, DCBS and State of Oregon, DCBS
Cause Of Action: 28 U.S.C. § 2201 Declaratory Judgement
Natl Assn Sec Dlrs v. SEC
as 04-1154
Petitioner:
The National Association of Securities Dealers, Inc.
Respondent:
Securities and Exchange Commission
Intervenor:
Amr I. Elgindy
Terminated Party:
Key West Securitites, Inc.
MINTON V NTL ASSOC SECURITIES DLRS
as 02-1560
Defendant-Appellee:
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. and THE NASDAQ STOCK MARKET, INC.
Plaintiff-Appellant:
VERNON F. MINTON
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
