Cases 21 - 26 of 26
United States Securities & Exchange Commission v. Southern Cross Resources Group, Inc. et al
as 1:2015cv11506
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Southern Cross Resources Group, Inc., Michael A. Nasatir and Andrew L. Madenberg
Cause Of Action: 12 U.S.C. § 22
Richard L. Goble v. Timothy J. Ward, et al
as 14-15586
Plaintiff - Appellant:
RICHARD L. GOBLE
Defendant - Appellee:
TIMOTHY J. WARD, BRUCE BLATMAN, SECURITIES AND EXCHANGE COMMISSION and others
No Splinters Pty, Ltd. et al v. Institutional Direct, Inc. et al
as 2:2014cv11708
Plaintiff:
No Splinters Pty, Ltd. , David Greer and Lisa Lander
Defendant:
Institutional Direct, Inc., J.P. Morgan Chase & Co., Industrial and Commercial Bank of China and others
Cause Of Action: 28 U.S.C. § 1332
SEC v Cook, et al.,
as 2:2009mc00109
Receiver:
R. J. Zayed
Plaintiff:
Securities and Exchange Commission
Defendant:
Trevor Cook
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Type:
Torts - Property
Securities and Exchang Commission v. Randall et al
as 4:2009cv00401
Plaintiff:
Securities and Exchang Commission
Defendant:
Brion Randall and 2Randall Consulting Group
Receiver:
Karen Cook
Cause Of Action: Civil Miscellaneous Case
Whistler Investments, et al v. The Depository Trust, et al
as 06-16088
Plaintiff - Appellant:
WHISTLER INVESTMENTS, INC., a Nevada corporation, SALIM S. RANA INVESTMENTS CORP., a corporation and AMERICAN DREAM HOLDINGS, INC., a corporation
Defendant - Appellee:
THE DEPOSITORY TRUST AND CLEARING CORPORATION, THE DEPOSITORY TRUST COMPANY and THE NATIONAL SECURITIES CLEARING CORPORATION
Amicus Curiae:
SECURITIES AND EXCHANGE COMMISSION and NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC.
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