Cases 21 - 30 of 77
Securities and Exchange Commission v. Arisebank et al
as 1:2018mc00304
Plaintiff:
Securities and Exchange Commission
Defendant:
Arisebank, Jared Rice, Sr. and Stanley Ford
Receiver:
Mark W. Rasmussen
Securities and Exchange Commission v. Varacchi et al
as 1:2018mc00156
Plaintiff:
Securities and Exchange Commission
Defendant:
Mark J. Varacchi, Sentinel Growth Fund Management, LLC, Radar Alternative Fund LP and others
Cause Of Action: 28 U.S.C. § 0754
Securities and Exchange Commission v. Jacoby, et al
as 1:2017cv03230
Plaintiff:
Securities and Exchange Commission
Defendant:
Philip R. Jacoby, Jr., Gregory I. Law , Lode B. Debrabandere and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Bennett et al
as 8:2017cv02453
Defendant:
Dawn J. Bennett and DJB Holdings, LLC
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Bennett et al
as 1:2017cv02452
Defendant:
Dawn J. Bennett and DJB Holdings, LLC
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Roe et al
as 8:2017cv01293
Plaintiff:
Securities and Exchange Commission
Defendant:
Douglas Roe and Donald Lindo
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Yahoo, Inc.
as 8:2017mc00275
Petitioner:
U.S. Securities and Exchange Commission
Respondent:
Yahoo, Inc.
Securities and Exchange Commission v. Aequitas Management, LLC et al
as 1:2016mc00250
Plaintiff:
Securities and Exchange Commission
Defendant:
Aequitas Management, LLC, Aequitas Holdings, LLC, Aequitas Commercial Finance, LLC and others
Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
as 8:2016cv00860
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and others
Amicus Curiae:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78
Bennett et al v. U.S. Securities and Exchange Commission
as 8:2015cv03325
Plaintiff:
Dawn J. Bennett and Bennett Group Financial Services, LLC
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
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