Cases 1 - 8 of 8
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA)
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Donnahue George v. Ken Griffin, et al
as 21-14208
Plaintiff / Appellant:
DONNAHUE GEORGE
Defendant / Appellee:
KEN GRIFFIN, CITADEL SECURITIES MARKET MAKER, CITADEL CONNECT DARK POOL and others
George v. Griffin et al
as 0:2021cv61719
Plaintiff:
Donnahue George
Defendant:
Ken Griffin, Citadel Securities Market Maker, Citadel Connect Dark Pool and others
Cause Of Action: 18 U.S.C. § 1962
Plaintiff v. Defendant
as 8:2020cv02524
Defendant:
Plaintiff v. Defendant
Plaintiff:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1441
Laferrera v. Valic Financial Advisors Inc (VFA) et al
as 7:2019cv00172
Plaintiff:
Brett Laferrera
Defendant:
Valic Financial Advisors Inc (VFA) and Financial Industry Reglatory Authority (FINRA)
Cause Of Action: 28 U.S.C. § 1331
Fernandez v. Wells Fargo Securities, LLC et al
as 0:2014cv62295
Plaintiff:
Nestor Fernandez
Defendant:
Wells Fargo Securities, LLC, Deutsche Bank Securities, Inc. and FINRA
Cause Of Action: 09 U.S.C. § 0010
Pershing LLC v. Checa Curi
as 0:2012cv62449
Plaintiff:
Pershing LLC
Defendant:
Jose Antonio Checa Curi and FINRA Dispute Resolution, Inc.
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
BB&T Investment Services, Inc. v. Jobson et al
as 2:2010cv02382
Plaintiff:
BB&T Investment Services, Inc.
Defendant:
James E. Jobson and FINRA Dispute Resolution, Inc.
Cause Of Action: 28 U.S.C. § 1332
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