Cases 1 - 10 of 11
Plaintiff v. Defendant
as 1:2021cv08390
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al
as 1:2020cv05221
Defendant:
Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc. and John C.T. Cloghesy
Plaintiff:
AltaCorp. Capital Inc.
Capital One Financial Corporation et al v. Hummer et al
as 1:2019cv11582
Defendant:
Jan Hummer, FINRA Regulation, Inc. and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Capital One Investing, LLC and Capital One Financial Corporation
Cause Of Action: 28 U.S.C. § 1332
Harris v. Metlife Securities Inc. et al
as 1:2018cv06412
Respondent:
Metlife Securities Inc., FINRA - Financial Regulatory Authority, MSI Financial Services, Inc. and others
Petitioner:
Eric Harris
Cause Of Action: 9 U.S.C. § 9
Spire Securities, LLC v. Finra Dispute Resolution et al
as 1:2016cv09507
Plaintiff:
Spire Securities, LLC
Defendant:
Finra Dispute Resolution, Richard Berry, Sandra Parker and others
Cause Of Action: 09 U.S.C. § 1
Pfeffer v. FINRA's Arbitration Panel et al
as 7:2016cv08321
Plaintiff:
Alba T. Pfeffer
Defendant:
FINRA's Arbitration Panel , Wells Fargo Advisors, LLC and Andre Mirkine
Cause Of Action: 09 U.S.C. § 0010
McCrudden v. US Commodity Futures Trading Commission et al
as 1:2013cv06930
Plaintiff:
Vincent Patrick McCrudden
Defendant:
US Commodity Futures Trading Commission, Gary Gensler, Timothy J. Mulreaney and others
Cause Of Action: 28 U.S.C. § 1331 cv Fed. Question: Other Civil Rights
Plaintiff v. Defendant
as 1:2011cv04462
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 42 U.S.C. § 2000
Gill v. Financial Industry Regulatory Authority ("FINRA") et al
as 1:2011cv02713
Plaintiff:
Michael J. Gill
Defendant:
Financial Industry Regulatory Authority ("FINRA") and Merrill Lynch, Pierce, Fenner & Smith Inc.
Cause Of Action: 09 U.S.C. § 0010
Plaintiff v. Defendant
as 1:2010cv01633
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1332 Diversity: Notice of Removal
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