Cases 1 - 10 of 12
Securities and Exchange Commission v. Harding Advisory LLC
as 0:2021mc60843
Defendant:
Harding Advisory LLC
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Harding Advisory LLC
as 9:2021mc80742
Defendant:
Harding Advisory LLC
Plaintiff:
Securities and Exchange Commission
Loreley Financing (Jersey) No. v. Wells Fargo Securities, LLC
as 19-3304
Defendant:
Octans II CDO LLC, Wells Fargo Securities International Limited, Longshore CDO Funding 2007-3 LLC and others
Plaintiff / Appellant:
Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 30 Limited and others
Defendant / Appellee:
Structured Asset Investors, LLC, Harding Advisory LLC, Wells Fargo Securities, LLC and others
Harding Advisory LLC, et al v. SEC
as 17-1070
Petitioner:
Harding Advisory LLC and Wing F. Chau
Respondent:
Securities and Exchange Commission
Chau et al v. Securities and Exchange Commisison
as 1:2014cv01903
Plaintiff:
Wing F. Chau and Harding Advisory LLC
Defendant:
Securities and Exchange Commission
Cause Of Action: 05 U.S.C. § 702
Loreley Financing (Jersey)No.3 v. Wells Fargo Securities, LLC
as 13-1476
Plaintiff - Appellant:
Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 15 Limited and others
Defendant - Appellee:
Wells Fargo Securities, LLC, Wells Fargo Securities International Limited, Wells Fargo Bank, N.A. and others
Chau v. Lewi
as 13-1217
Plaintiff - Appellant:
Wing F. Chau and Harding Advisory LLC
Defendant - Appellee:
Michael Lewis, Steven Eisman and W.W. Norton & Company, Inc.
Loreley Financing (Jersey) No. 3 Limited et al v. Wells Fargo Securities, LLC et al
as 1:2012cv03723
Plaintiff:
Loreley Financing (Jersey) No. 3 Limited , Loreley Financing (Jersey) No. 5 Limited , Loreley Financing (Jersey) No. 15 Limited and others
Defendant:
Wells Fargo Securities, LLC , Wells Fargo Securities International Limited , Wells Fargo Bank, N.A. and others
Cause Of Action: 12 U.S.C. § 632 Foreign Banking: Voluntary Liquidation
Chau et al v. Lewis et al
as 1:2011cv01333
Plaintiff:
Wing F. Chau and Harding Advisory LLC
Defendant:
Michael Lewis , Steven Eisman and W.W. Norton & Company, Inc.
Cause Of Action: 28 U.S.C. § 1332
Epirus Capital Management, LLC v. Citigroup Inc.
as 10-1572
Plaintiff - Appellant:
Epirus Capital Management, LLC, Dodona I, LLC and Alan Brody
Defendant - Appellee:
Citigroup Inc., Citigroup Global Markets, Inc., Harding Advisory LLC and others
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