Cases 21 - 30 of 175
United States Securities and Exchange Commission v. Moore
as 2:2022mc00022
Petitioner:
United States Securities and Exchange Commission
Respondent:
Michael G Moore
Ella Asuncion Gutierrez v. United States Securities and Exchange Commission
as 2:2022mc00054
Petitioner:
Ella Asuncion Gutierrez
Respondent:
United States Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 3410 Right to Financial Privacy Act
United States Securities and Exchange Commission v. Heartland Group Ventures, LLC et al
as 4:2021mc80296
Defendant:
Manjit Singh Sahota, Heartland Group Ventures, LLC, Heartland Production and Recovery LLC and others
Plaintiff:
United States Securities and Exchange Commission
Receiver:
Deborah D. Williamson
United States Securities and Exchange Commission v. The Heartland Group Ventures, LLC et al
as 2:2021mc01109
Defendant:
Manjit Singh Sahota, The Heartland Group Ventures, LLC, Heartland Production and Recovery LLC and others
Plaintiff:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Dobkin et al
as 5:2021cv09285
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and others
Cause Of Action: 15 U.S.C. § 77
Horwitt et al v. United States Securities and Exchange Commission et al
as 2:2021mc00047
Intervenor Plaintiff:
NMR e-tailing LLC
Defendant:
United States Securities and Exchange Commission, Iftikar Ahmed, Iftikar Ali Ahmed Sole Prop and others
Receiver:
Jed Horwitt and Stephen M Kindseth
Petitioner:
Oak Management Corporation, Brown Rudnick LLP and Tracy Klestadt
Intervenor:
Daniel G Johnson
United States Securities and Exchange Commission v. Woods et al
as 3:2021mc80226
Plaintiff:
United States Securities and Exchange Commission
Receiver:
A. Cotten Wright
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Soutport Capital and Horizon Private Equity, III, LLC
United States Securities and Exchange Commission v. Woods et al
as 2:2021mc00041
Plaintiff:
United States Securities and Exchange Commission
Defendant:
John J Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity III LLC
Receiver:
A Cotten Wright
United States Securities and Exchange Commission v. Drennan
as 3:2021cv01441
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Douglas F. Drennan
John S. Hamilton v. United States Securities and Exchange Commission
as 2:2021mc01022
Petitioner:
Mr. John S Hamilton and Blazer Realty Investments L.P.
Respondent:
United States Securities and Exchange Commission
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