Cases 31 - 40 of 1,079
United States Securities and Exchange Commission v. Platinum Management (NY) LLC
as 23-7932
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Appellant:
JOHN JOHNSTON and EDWARD WILLMOTT
Intervenor:
UNITED STATES ATTORNEY'S OFFICE FOR THE EASTERN DISTRICT OF NEW YORK, DAVID GLICHTIN, ORA GICHTIN and others
Defendant:
MARK NORDLICHT, DAVID LEVY, DANIEL SMALL and others
Receiver:
COURT - APPOINTED RECEIVER and RECEIVER
Gottlieb et al v. Securities and Exchange Commission
as 1:2023cv08689
Plaintiff:
Allen B. Gottlieb and Phyllis J. Gottlieb
Defendant:
United States Securities and Exchange Commission
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Plaintiff v. Defendant
as 9:2023cv81514
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities & Exchange Commission v. Masanotti et al
as 3:2023cv01481
Plaintiff:
United States Securities and Exchange Commission
Defendant:
John A. Masanotti, Jr. and Middlesex Mortgage Group, LLC
Nominal Defendant:
Mary A. Ferrara
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Pramaggiore
as 1:2023cv14252
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Anne Pramaggiore
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
United States Securities and Exchange Commission v. Qin et al
as 1:2020cv10849
Defendant:
Montgomery Technologies LLC, Virgil Technologies LLC, Stefan Qin and others
Plaintiff:
Securities & Exchange Commission and United States Securities and Exchange Commission
Receiver:
Robert A Musiala, Jr.
Respondent:
Nasir Adaya and Phuong Nguyen
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al
as 0:2021cv02114
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Carebourn Capital, L.P., Chip Alvin Rice and Carebourn Partners, LLC
Amicus Curiae:
Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
United States Securities and Exchange Commission v. Morningview Financial LLC et al
as 1:2022cv08142
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Morningview Financial LLC, Miles M Riccio and Joseph M Riccio, Jr
Amicus Curiae:
Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
United States Securities and Exchange Commission v. Rubin
as 1:2023cv15013
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Brian Marc Rubin
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. E-Lionheart Associates, LLC
as 23-7330
Plaintiff / Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
E-LIONHEART ASSOCIATES, LLC, doing business as Fairhills Capital and FAIRHILLS CAPITAL, INC.
Defendant / Appellant:
EDWARD BRONSON
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