Cases 41 - 50 of 70
Automated Matching Systems Exchange, LLC v. United States Securities and Exchange Commission et al
as 4:2014cv04095
Plaintiff:
Automated Matching Systems Exchange, LLC
Defendant:
United States Securities and Exchange Commission and Stephen Luparello
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Goyal et al
as 8:2014mc00049
Defendant:
Blue Horizon Asset Management, LLC, Caldera Advisors, LLC, Caldera Investment Group, Inc. and others
Receiver:
Kevin B. Duff
Plaintiff:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Marion et al
as 0:2012cv00749
Plaintiff:
United States Securities and Exchange Commission
Defendant:
David L. Marion and International Rarities Holdings, Inc.
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Walker et al
as 0:2011cv03655
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Robert A. Walker, Dennis L. Desender and DLD Financial, Ltd
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Collyard et al
as 0:2011cv03656
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Gary A. Collyard, Collyard Group, LLC, Paul D. Crawford and others
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Fry et al
as 0:2011cv03303
Plaintiff:
United States Securities and Exchange Commission
Defendant:
James N. Fry, Michelle W. Palm and Arrowhead Capital Management LLC
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Welliver et al
as 0:2011cv03076
Plaintiff:
United States Securities and Exchange Commission
Defendant:
David B. Welliver and Dblaine Capital, LLC
Cause Of Action: 15 U.S.C. § 77
Nimmer v. Securities and Exchange Commission
as 8:2011cv00162
Plaintiff:
John C. Nimmer
Defendant:
United States Securities and Exchange Commission
Cause Of Action: Civil Miscellaneous Case
United States Securities and Exchange Commission v. Quan et al
as 0:2011cv00723
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Marlon Quan , Acorn Capital Group, LLC , Stewardship Investment Advisors, LLC and others
Intervenor:
Nigel Chatterjee
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Beckman et al
as 2:2011mc00010
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jason Bo-Alan Beckman and The Oxford Private Client Group, LLC
Cause Of Action: Civil Miscellaneous Case
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