Securities/Commodities/Exchanges Cases filed in the Fourth Circuit Courts
Cases 61 - 70 of 136
Securities and Exchange Commission v. Pierrard We have downloadable decisions or orders for this case
as 3:2016cv00257
Plaintiff: Securities and Exchange Commission
Defendant: John Pierrard
Cause Of Action: 12 U.S.C. § 22
Justin Dice v. Channeladvisor Corporation We have downloadable decisions or orders for this case
as 16-1495
Plaintiff - Appellant: JUSTIN DICE, individually and on behalf of all others similarly situated and FAOUR CLEMENT, Individually and on Behalf of All Others Similarly Situated
Plaintiff: DAVID A. GARCIA, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellee: CHANNELADVISOR CORPORATION, SCOT WINGO, DAVID SPITZ and others
Scottsdale Capital Advisors v. Financial Industry Regulatory We have downloadable decisions or orders for this case
as 16-1497
Plaintiff - Appellant: SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant - Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant: SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Chamblee v. TerraForm Power, Inc. et al
as 1:2016cv00981
Plaintiff: John Chamblee
Defendant: TerraForm Power, Inc., Carlos Domenech Zornoza and Alejandro Hernandez
Cause Of Action: 28 U.S.C. § 1331
Chamblee v. TerraForm Power, Inc. et al We have downloadable decisions or orders for this case
as 8:2016cv00981
Plaintiff: John Chamblee
Defendant: TerraForm Power, Inc. , Carlos Domenech Zornoza and Alejandro Hernandez
Cause Of Action: 28 U.S.C. § 1331
Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
as 8:2016cv00860
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and others
Amicus Curiae: Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78
Scrogham v. Reid et al We have downloadable decisions or orders for this case
as 5:2016cv00045
Plaintiff: Floyd Scrogham
Defendant: Robert L. Reid , Scott B. Kauffman , Jerry R. Licari and others
Cause Of Action: 28 U.S.C. § 1331
Pendleton v. Reid et al We have downloadable decisions or orders for this case
as 5:2016cv00037
Plaintiff: Curtis Pendleton
Defendant: Robert L. Reid , Scott B. Kauffman , Jerry R. Licari and others
Cause Of Action: 28 U.S.C. § 1331
North Valley GI Medical Group et al v. Prudential Investments LLC We have downloadable decisions or orders for this case
as 1:2015cv03268
Plaintiff: North Valley GI Medical Group , Christopher Evans , John Kernan and others
Defendant: Prudential Investments LLC
Cause Of Action: 15 U.S.C. § 80

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