Securities/Commodities/Exchanges Cases filed in the Fourth Circuit Courts
Ortmann v. Aurinia Pharmaceuticals Inc. et al We have downloadable decisions or orders for this case
as 8:2022cv01335
Plaintiff: Michael J. Ortmann
Defendant: Aurinia Pharmaceuticals Inc., Peter Greenleaf and Joseph Miller
Petitioner: Rasik Cauchon-Desai, ACDC Investments Limited, Roney Balson and others
Antevorta Capital Partners LTD v Continental Beverage Brands Corporation
as 1:2020cv02965
Plaintiff: Antevorta Capital Partners LTD
Defendant: Continental Beverage Brands Corporation
Cause Of Action: 28 U.S.C. § 1331
Antevorta Capital Partners, Ltd. v. Lifequest World Corp.
as 1:2019cv01535
Plaintiff: Antevorta Capital Partners, Ltd.
Defendant: Lifequest World Corp.
Cause Of Action: 28 U.S.C. § 1331
Gloria Steinberg v. Janus Capital Management, LLC We have downloadable decisions or orders for this case
as 10-1207
Plaintiff - Appellant: GLORIA STEINBERG, MICHAEL GAINES, SHARON GAINES and others
Plaintiff: JANUS MERCURY FUND and JANUS INVESTMENT FUND
Defendant - Appellee: JANUS CAPITAL MANAGEMENT, LLC, JANUS CAPITAL GROUP, INCORPORATED, CIBC WORLD MARKETS and others
Defendant - None: CANARY CAPITAL PARTNERS, LLC, CANARY INVESTMENT MANAGEMENT, LLC, CANARY CAPITAL PARTNERS, LLC and others
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant: JOSEPH SHANIS and LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff: DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee: PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None: PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None: JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
McGraw v. Aim Advisors, Inc., et al
as 5:2005cv00078
Defendant: JP Morgan Investment Advisors, Inc., PA Fund Management LLC, PEA Capital, LLC and others
Plaintiff: Darrell V. McGraw, Jr.
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
McAlvey et al v. Franklin Resources, Inc. et al We have downloadable decisions or orders for this case
as 1:2004cv01274
Plaintiff: Ryan McAlvey , Franklin Strategic Series, Franklin Templeton Funds and others
Defendant: Franklin Resources, Inc. , Franklin Advisors, Inc., Templeton/Franklin Investment Services, Inc. and others
Objector: Elena M. David, Arlene J. Stach and David G mackenzie
Cause Of Action: 15 U.S.C. § 78

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?