Other Statutes Cases filed in the Fourth Circuit Courts
Delila Uwasomba v. Merrill Lynch We have downloadable decisions or orders for this case
as 21-1091
Plaintiff / Appellant: DELILA UWASOMBA
Defendant: BANK OF AMERICA, N.A.
Defendant / Appellee: MERRILL LYNCH, PIERCE, FENNER & SMITH, INCORPORATED
Aberdeen City Council v. Under Armour, Incorporated We have downloadable decisions or orders for this case
as 19-2032
Defendant / Appellee: MERRILL LYNCH, PIERCE, FENNER & SMITH, INCORPORATED, PNC CAPITAL MARKETS, LLC, BYRON K. ADAMS, JR. and others
Defendant: BRAD DICKERSON and ANTHONY W. DEERING
Plaintiff: MONROE COUNTY EMPLOYEES RETIREMENT SYSTEM, BEN STENGER, Individually and on Behalf of All Others Similarly Situated, BRIAN BREECE, Individually and on Behalf of All Others Similarly Situated and others
Plaintiff / Appellant: BUCKS COUNTY EMPLOYEES RETIREMENT FUND, ABERDEEN CITY COUNCIL, as Administrating Authority for the North East Scotland Pension Fund and BUCKS COUNTY EMPLOYEES RETIREMENT FUND, Individually and on behalf of all others similarly situated
Petitioner: WILLIAM DENT, BERNARDO MEDELLIN, SACRAMENTO CITY EMPLOYEES RETIREMENT SYSTEM and others
Plaintiff Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Moore et al
as 4:2017cv00132
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Defendant: Warren Moore and Patricia Moore
Cause Of Action: 28 U.S.C. § 1332
Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Moore et al
as 2:2017cv00587
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Defendant: Warren Moore and Patricia Moore
Cause Of Action: 28 U.S.C. § 1332
Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Krieg We have downloadable decisions or orders for this case
as 2:2015cv14846
Petitioner: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Respondent: Joshua Krieg
Cause Of Action: 09 U.S.C. § 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Capps
as 3:2013cv00216
Plaintiff: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Defendant: David Capps
Cause Of Action: 9 U.S.C. § 9 Motion to Confirm Arbitration Award
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant: JOSEPH SHANIS and LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff: DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee: PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None: PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None: JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
Ganin v. Constellation Energy Group, Inc. et al
as 1:2009cv00409
Plaintiff: Barbara Ganin
Defendant: Constellation Energy Group, Inc., Constellation Energy Group, Inc., Mayo A. Shattuck, III and others
Cause Of Action: Federal Question
John Martin, LLC v. Constellation Energy Group, Inc. et al
as 1:2009cv00408
Plaintiff: John Martin, LLC
Defendant: Constellation Energy Group, Inc., Constellation Energy Group, Inc., Mayo A. Shattuck, III and others
Movant: MARTA/ATU Local 732 Employees Retirement Plan, Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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