Cases filed in the Fourth Circuit Courts
Cases 11 - 20 of 20
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Financial Industry Regulatory Authority, Inc. v. AXIS Insurance Company We have downloadable decisions or orders for this case
as 8:2012cv01053
Plaintiff: Financial Industry Regulatory Authority, Inc.
Defendant: AXIS Insurance Company
Cause Of Action: 28 U.S.C. § 1441
Type: Contract › Insurance
Flowers v. Wells Fargo Advisors, LLC et al. We have downloadable decisions or orders for this case
as 7:2012cv00052
Defendant: Wells Fargo Advisors, LLC , Stephen McKenzie and Financial Industry Regulatory Authority, Inc.
Plaintiff: William B. Flowers
Cause Of Action: 28 U.S.C. § 1441
Raymond James Financial v. Peter Cary We have downloadable decisions or orders for this case
as 12-1053
Plaintiff - Appellee: RAYMOND JAMES FINANCIAL SERVICES, INCORPORATED
Defendant - Appellant: PETER CARY, DAYNA SMITH, ROBERT BARKIN and others
Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY
Raymond James Financial Services, Inc. v. Cary et al
as 1:2011cv00928
Plaintiff: Raymond James Financial Services, Inc.
Defendant: Peter Cary , Dayna Smith , Robert Barkin and others
Cause Of Action: 28 U.S.C. § 1332
Rodarte v. Financial Industry Regulatory Authority Inc, The et al We have downloadable decisions or orders for this case
as 3:2011mc00084
Plaintiff: David Rodarte
Defendant: Financial Industry Regulatory Authority Inc, The and brokersXpress LLC
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 8:2010cv03471
Plaintiff: Westpark Capital, Inc.
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 1:2010cv03470
Plaintiff: WESTPARK CAPITAL, INC.,
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 1:2010cv03469
Plaintiff: WESTPARK CAPITAL, INC.,
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1331
RBC Dain Rauscher, Inc. v. Financial Industry Regulatory Authority, Inc.
as 3:2008cv00565
Plaintiff: RBC Dain Rauscher, Inc. and RBC Dain Rauscher, Inc.
Defendant: Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal
Type: Other Statutes › None
Rousseaux v. Financial Industry Regulatory Authority, Inc.
as 8:2008cv00782
Plaintiff: Philippe A. Rousseaux
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: Federal Question
Type: Other Statutes › None

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