Cases 1 - 10 of 10
Strege v. Charles Schwab et al
as 3:2024cv00667
Plaintiff:
Adam Strege
Defendant:
Charles Schwab, Uranium One, Energy Fuels and others
Cause Of Action: 15 U.S.C. § 1681 Fair Credit Reporting Act
Clark v. The Charles Schwab Corporation et al
as 4:2024cv00073
Plaintiff:
Jason Ray Clark
Defendant:
The Charles Schwab Corporation, The Colorado Division of Securities, The Colorado Department of Regulatory Agencies and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
William H. Murphy & Co. v. SEC
as 21-60122
Respondent:
Securities and Exchange Commission and Financial Industry Regulatory Authority
Petitioner:
William H. Murphy & Company, Incorporated and William H. Murphy
Sam Balabon, et al v. Robert Cook, et al
as 18-50269
Plaintiff - Appellant:
SAM BALABON, SPOT QUOTE HOLDINGS, INCORPORATED and SPOT QUOTE L.L.C.
Defendant - Appellee:
RICHARD KETCHUM, ERIN VOCKE and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED
Balabon v. Cook et al
as 1:2017cv00486
Plaintiff:
Sam Balabon
Defendant:
Robert Cook, Financial Industry Regulatory Authority, Inc., Richard Ketchum and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Chaisson v. Financial Industry Regulatory Authority, Inc. et al
as 2:2013cv06019
Plaintiff:
John J Chaisson
Defendant:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority - Dispute Resolution, Inc.
Cause Of Action: 15 U.S.C. § 78
Reinking v. Financial Industry Regulatory Authority, Inc.
as 1:2011cv00813
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Mark Boyd Reinking
Cause Of Action: 28 U.S.C. § 1441 - Petition for Removal: SEC Act
Butowsky v. Financial Industry Regulatory Authority, Inc.
as 3:2011cv01491
Plaintiff:
Edward W. Butowsky
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78
Case name not on file
as 3:2009cv02155
Amicu:
Jesup and Lamont Securities
Plaintiff:
Empire Financial Group, Inc.
Defendant:
Penson Financial Services Inc, Philip A Pendergraft, Daniel P Son and others
Objector:
Financial Industry Regulatory Authority Inc
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Canada v. Financial Industry Regulatory Authority Inc
as 3:2008cv00626
Plaintiff:
J Mark Canada
Defendant:
Financial Industry Regulatory Authority Inc
Cause Of Action: Federal Question
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