Cases 21 - 30 of 109
D'Addio v. Wells Fargo Clearing Services, LLC
as 4:2021cv00054
Plaintiff:
Marcus D'addio
Defendant:
Wells Fargo Clearing Services d/b/a Wells Fargo Advisors, Wells Fargo Clearing Services, LLC formerly known as Wells Fargo Advisors LLC doing business as Wells Fargo Advisors and Wells Fargo Advisors LLC
Cause Of Action: 29 U.S.C. § 201
Gunapt Development, L.L.C. v. Peine Lakes, L.P. et al
as 4:2020cv01778
Defendant:
Centerline Corporate Partners XXVII LP, Centerline Affordable Housing Advisors LLC, Peine Lakes, L.P. and others
Plaintiff:
Gunapt Development, L.L.C.
Cause Of Action: 28 U.S.C. § 1441
Aaron Fulton v. Honkamp Kruger Financial Serv.
as 20-3536
Defendant / Appellant:
Honkamp Kruger Financial Services, Inc. and Honkamp Krueger Financial Services, Inc.
3Rd Party Defendant:
Mariner, LLC, doing business as Mariner Wealth Advisors, LLC
Plaintiff / Appellee:
Aaron J. Fulton
Cara Miller, et al v. Honkamp Krueger Financial
as 20-3400
3Rd Party Defendant:
Mariner Wealth Advisors, LLC
Plaintiff / Appellant:
Cara Miller
Defendant:
Blucora, Inc.
Defendant / Appellee:
Honkamp Kruger Financial Services, Inc. and Honkamp Krueger Financial Services, Inc.
Cara Miller, et al v. Honkamp Kruger Financial
as 20-3081
Defendant / Appellee:
Honkamp Kruger Financial Services, Inc.
Plaintiff / Appellant:
Cara Miller
Defendant:
Blucora, Inc.
3Rd Party Defendant:
Mariner Wealth Advisors, LLC
Cara Miller, et al v. Honkamp Kruger Financial
as 20-3061
Defendant / Appellee:
Honkamp Kruger Financial Services, Inc.
Plaintiff / Appellant:
Cara Miller
Defendant:
Blucora, Inc.
3Rd Party Defendant:
Mariner Wealth Advisors, LLC
Miller v. Honkamp Krueger Financial Services, Inc et al
as 5:2020cv05056
Plaintiff:
Cara Miller
Defendant:
Blucora, Inc.
3Rd Party Plaintiff:
Honkamp Krueger Financial Services, Inc.
3Rd Party Defendant:
Mariner Wealth Advisors, LLC
Cause Of Action: 28 U.S.C. § 1332
Security and Exchange Commission v. Smith et al
as 2:2020mc00061
Defendant:
Brenda Smith, Broad Reach Partners, LLC, Bristol Advisors, LLC and others
Plaintiff:
Security and Exchange Commission
Kelly v. Gradient Advisors, LLC et al
as 8:2020cv00015
Defendant:
Rick Slifer, Gradient Advisors, LLC, Michael Silva and others
Plaintiff:
Rosemary Kelly
Cause Of Action: 29 U.S.C. § 1109
Jensen v. First National of Nebraska, Inc. et al
as 8:2019cv00323
Defendant:
John Doe # 5, John Doe #1, First National Advisors, LLC and others
Plaintiff:
Amanda D. Jensen
Cause Of Action: 28 U.S.C. § 1331
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