Cases 1 - 10 of 21
Hensley v. TD Ameritrade Inc et al
as 3:2023cv05159
Defendant:
Financial Industry Regulatory Authority, TD Ameritrade Inc, Waterhouse Securities Inc and others
Plaintiff:
Alain Hensley
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Krumenacker v. Robinhood Financial, LLC et al
as 4:2021cv00838
Defendant:
Robinhood Markets, Inc., Robinhood Financial, LLC, Charles Schwab & Co., Inc. and others
Plaintiff:
Jordan Krumenacker
Securities and Exchange Commission v. Charles Schwab & Co., Inc.
as 4:2018cv03942
Plaintiff:
Securities and Exchange Commission
Defendant:
Charles Schwab & Co., Inc.
Cause Of Action: 15 U.S.C. § 78
Crago v. Charles Schwab & Co., Inc. et al
as 3:2016cv03938
Plaintiff:
Robert Crago
Defendant:
Charles Schwab & Co., Inc., The Charles Schwab Corporation, Charles Schwab and others
Cause Of Action: 15 U.S.C. § 78
Charles Schwab Corporation et al v. Bank of America Corporation et al
as 3:2013cv02244
Plaintiff:
Charles Schwab Corporation , Charles Schwab Bank, N.A. , Charles Schwab & Co., Inc. and others
Defendant:
Bank of America Corporation , Bank of America, N.A. , Bank of Tokyo-Mitsubishi UFJ Ltd. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Charles Schwab & Co., Inc. v. Financial Industry Regulatory Authority, Inc.,
as 3:2012cv00518
Plaintiff:
Charles Schwab & Co., Inc.
Defendant:
Financial Industry Regulatory Authority, Inc.,
Cause Of Action: 28 U.S.C. § 1331
Securities And Exchange Commission v. Charles Schwab Investment Management Inc. et al
as 3:2011cv00136
Plaintiff:
Securities And Exchange Commission
Defendant:
Charles Schwab Investment Management Inc. , Charles Schwab & Co. Inc. and Schwab Investments
Cause Of Action: 15 U.S.C. § 77
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Peate v. Charles Schwab Investment Management, Inc. et al
as 3:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
Peate v. Charles Schwab Investment Management, Inc. et al
as 4:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
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