Securities/Commodities/Exchanges Cases
Cases 81 - 90 of 524
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United States Securities and Exchange Commission v. Wakefield We have downloadable decisions or orders for this case
as 1:2021cv05168
Plaintiff: United States Securities and Exchange Commission
Defendant: Keith A Wakefield
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Melnick
as 1:2021cv04054
Plaintiff: United States Securities and Exchange Commission
Defendant: Mark J. Melnick
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Sanchez et al We have downloadable decisions or orders for this case
as 1:2021cv08085
Plaintiff: United States Securities and Exchange Commission
Defendant: Jose Luis Casero Sanchez, Jose Luis Casero Abellan and Maria Isabel Sanchez Gonzalez
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CICCONE et al
as 2:2021cv17768
Plaintiff: U.S. SECURITIES AND EXCHANGE COMMISSION and UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: GREGORY CICCONE, PLATINUM TRAVEL AND ENTERTAINMENT, L.L.C., PLATINUM ENTERPRISES & CONCIERGE SERVICES, INC. and others
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. GU et al We have downloadable decisions or orders for this case
as 2:2021cv17578
Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: SUYUN GU and Yong Lee
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al We have downloadable decisions or orders for this case
as 0:2021cv02114
Plaintiff: United States Securities and Exchange Commission
Defendant: Carebourn Capital, L.P., Chip Alvin Rice and Carebourn Partners, LLC
Amicus Curiae: Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
United States Securities and Exchange Commission v. Shillin, Michael We have downloadable decisions or orders for this case
as 3:2021cv00601
Plaintiff: United States Securities and Exchange Commission
Defendant: Michael F. Shillin
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Collins et al We have downloadable decisions or orders for this case
as 1:2021cv05040
Plaintiff: United States Securities and Exchange Commission
Defendant: James R. Collins and Robert F DiMeo
United States Securities and Exchange Commission v. Shumake, Jr. et al We have downloadable decisions or orders for this case
as 2:2021cv12193
Plaintiff: United States Securities and Exchange Commission
Defendant: Robert Samuel Shumake, Jr., Willard L Jackson, Nicole T Birch and others
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. WOODS et al
as 4:2021cv00371
Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: JOHN J WOODS, LIVINGSTON GROUP WEST MANAGEMENT COMPANY and HORIZON PRIVATE EQUITY III INC
Cause Of Action: 28 U.S.C. § 754 Receiver of Property in Different Districts

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