Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 15
Allen v. Fidelity Brokerage Services LLC et al We have downloadable decisions or orders for this case
as 1:2023cv09369
Plaintiff: Lynn Michelle Allen, L. MICHELLE ALLEN, as Fiduciary of the Estate of WILLIAM TYLER ALLEN, deceased and L. Michelle Allen
Defendant: Fidelity Brokerage Services LLC and Interactive Brokers LLC
MESNER v. FIDELITY BROKERAGE SERVICES LLC et al We have downloadable decisions or orders for this case
as 2:2023cv00252
Plaintiff: ANDREW MESNER
Defendant: FIDELITY BROKERAGE SERVICES LLC and FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
Richard Hofman v. Fidelity Brokerage Services LLC, et al
as 23-55494
Plaintiff / Appellant: RICHARD ALAN HOFMAN and RICHARD HOFMAN
Defendant / Appellee: FIDELITY BROKERAGE SERVICES LLC, Previously sued as Fidelity Investment Financial Services Corporation Erroneously Sued As Fidelity Investment Financial Services Corporation, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., DEPOSITORY TRUST AND CLEARING CORPORATION and others
Richard Hofman v. Fidelity Brokerage Services LLC et al We have downloadable decisions or orders for this case
as 2:2023cv00881
Plaintiff: Richard Alan Hofman and Richard Hofman
Defendant: Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Michele Gray v. Fidelity
as 22-1307
Plaintiff / Appellant: Michele Gray
Defendant / Appellee: Fidelity Brokerage Services LLC
Gray v. Fidelity Investment We have downloadable decisions or orders for this case
as 1:2022cv00041
Plaintiff: Michele Gray
Defendant: Fidelity Brokerage Services, LLC and Fidelity Investment
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
Bartle v. Fidelity Brokerage Services LLC et al
as 4:2020cv00064
Defendant: National Financial Services LLC and Fidelity Brokerage Services LLC
Plaintiff: ANNETTE MACKEY BARTLE and Annette Makey Bartle
Cause Of Action: 15 U.S.C. § 77
Pierno v. Fidelity Brokerage Services, LLC We have downloadable decisions or orders for this case
as 1:2018cv03384
Plaintiff: Rinaldo Pierno
Defendant: Fidelity Brokerage Services, LLC
Cause Of Action: 28 U.S.C. § 1391
Fidelity Brokerage Services LLC et al. v. The Financial Industry Regulatory Authority ("FINRA")
as 1:2015cv02210
Defendant: Peter Deutsch , William Deutsch and The Financial Industry Regulatory Authority
Plaintiff: Fidelity Brokerage Services LLC and National Financial Services L.L.C.
Cause Of Action: 15 U.S.C. § 78
Flynn et al v. Bank Of America Corporation et al
as 1:2014cv04321
Plaintiff: James J. Flynn and Dominic A. Morelli
Defendant: Bank Of America Corporation, Barclays PLC, CitiGroup Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?