Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 16
Mullen Automotive, Inc. et al v. TD Ameritrade, Inc. et al We have downloadable decisions or orders for this case
as 1:2023cv07647
Plaintiff: Mullen Automotive, Inc. and Ulysses Novoa
Defendant: TD Ameritrade, Inc., Charles Schwab & Co., Inc., NATIONAL FINANCIAL SERVCIES, LLC and others
Sabatini v. FGL Holdings et al
as 1:2020cv00495
Plaintiff: Eric Sabatini
Defendant: F II Corp., FGL Holdings, William P Foley II and others
Bartle v. Fidelity Brokerage Services LLC et al
as 4:2020cv00064
Defendant: National Financial Services LLC and Fidelity Brokerage Services LLC
Plaintiff: ANNETTE MACKEY BARTLE and Annette Makey Bartle
Cause Of Action: 15 U.S.C. § 77
Lowinger v. Stewart Information Services Corporation et al
as 4:2018cv02203
Defendant: Fidelity National Financial, Inc., Clifford Press, James Chadwick and others
Plaintiff: Robert Lowinger
Cause Of Action: 28 U.S.C. § 1331
Franchi v. Stewart Information Services Corporation et al
as 1:2018cv00951
Plaintiff: Adam Franchi
Defendant: Stewart Information Services Corporation, Thomas G. Apel, Arnaud Ajdler and others
Cause Of Action: 15 U.S.C. § 78
Fidelity Brokerage Services LLC et al. v. The Financial Industry Regulatory Authority ("FINRA")
as 1:2015cv02210
Defendant: Peter Deutsch , William Deutsch and The Financial Industry Regulatory Authority
Plaintiff: Fidelity Brokerage Services LLC and National Financial Services L.L.C.
Cause Of Action: 15 U.S.C. § 78
Greg Manning, et al v. Merrill Lynch Pierce Fenner Sm, et al We have downloadable decisions or orders for this case
as 13-3693
Plaintiff - Appellant: GREG MANNING, CLAES ARNRUP, POSILJONEN AB and others
Defendant - Appellee: MERRILL LYNCH PIERCE FENNER SMITH INC, KNIGHT CAPITAL AMERICAS, a/k/a Knight Equity Markets, UBS SECURITIES and others
Douglas Cory Branch v. National Financial Partners Corp., et al
as 1:2013cv03925
Plaintiff: Douglas Cory Branch
Defendant: National Financial Partners Corp., Stephanie W. Abramson, Patrick S. Baird and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Henry Klein v. American Land Title Assoc., et al
as 13-7035
Plaintiff - Appellant: Henry L. Klein, Pro Se, and on behalf of all others similarly situated
Defendant - Appellee: American Land Title Association, Fidelity National Financial Group, First American Title Insurance Company and others
MANNING et al v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. et al We have downloadable decisions or orders for this case
as 2:2012cv04466
Plaintiff: GREG MANNING , CLAES ARNRUP , POSILJONEN AB and others
Defendant: MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. , KNIGHT CAPITAL AMERICAS, L.P., UBS SECURITIES, L.L.C. and others
Cause Of Action: 15 U.S.C. § 78

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