Cases 21 - 30 of 86
Institute for Wealth Management, LLC et al v. Omniscient Holdings, Inc. et al
as 5:2018cv07428
Interested Party:
Institute for Wealth Holdings, Inc.
Plaintiff:
Institute for Wealth Consultants, Inc., Institute for Wealth Management, LLC and Institute for Wealth Advisers, Inc.
Defendant:
Felipe A. Luna and Omniscient Holdings, Inc.
Kamlan et al v. Marshall et al
as 3:2018cv05469
Defendant:
Marshall Wealth Management Group, Inc., Perry C. Santillo, Jr., David Marshall and others
Plaintiff:
Anna-Stina Kamlan and Edward Kamlan
3Rd Party Defendant:
FP Transitions LLC
Cause Of Action: 15 U.S.C. § 77
RSM US Wealth Management LLC v. Pacilio et al
as 3:2018cv00777
Plaintiff:
RSM US Wealth Management LLC
Defendant:
Thomas Pacilio and Daniel Besse
Cause Of Action: 18 U.S.C. § 1836
Honig et al v. Kornfeld et al
as FLS/4:18-cv-80019
Plaintiff:
Paul Honig , Carla Honig , David Lippman and others
Defendant:
Barry M. Kornfeld , Ferne E. Kornfeld , First Financial Tax Group, Inc. and others
Securities and Exchange Commission v. Peters et al
as 5:2017cv00630
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephen Condon Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC and others
Cause Of Action: 15 U.S.C. § 77
Wells Fargo Clearing Services LLC v. Meyers et al
as 2:2017cv00930
Plaintiff:
Wells Fargo Clearing Services LLC
Defendant:
Robert D. Meyers, Matthew D Meyers and Meyers Wealth Management, LLC
Cause Of Action: 18 U.S.C. § 1836
Charles Schwab & Co., Inc. v. Highwater Wealth Management, LLC
as 1:2017cv00803
Plaintiff:
Charles Schwab & Co., Inc.
Defendant:
Highwater Wealth Management, LLC
Cause Of Action: 18 U.S.C. § 1836
HA&W Wealth Management, LLC v. United States Department of Labor, Employee Benefits Security Administration
as 1:2016cv04446
Plaintiff:
HA&W Wealth Management, LLC
Defendant:
United States Department of Labor, Employee Benefits Security Administration
HA&W Wealth Management, LLC v. United States Department of Labor, Employee Benefits Security Administration
as 1:2016mi00084
Plaintiff:
HA&W Wealth Management, LLC
Defendant:
United States Department of Labor, Employee Benefits Security Administration
Lyell Wealth Management, LLC et al v. The Bank of New York Mellon Corporation et al
as 4:2016cv05425
Plaintiff:
Lyell Wealth Management, LLC , Lyell Wealth Management, LP , Matthew I Bennitt and others
Defendant:
The Bank of New York Mellon Corporation, BNY Wealth Management, Bank Of New York Mellon, N.A. and others
Cause Of Action: 28 U.S.C. § 1331
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