Cases 21 - 30 of 360
U.S. SECURITIES AND EXCHANGE COMMISSION v. WEINSTEIN et al
as 3:2023cv03848
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
ELIYAHU WEINSTEIN, ARYEH L. BROMBERG, JOEL L. WITTELS and others
U.S. Securities and Exchange Commission v. Lewis et al
as 1:2023cv06438
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Joseph C. Lewis, Carolyn W. Carter, Patrick J. O'Connor and others
U.S Securities and Exchange Commission v. Saw
as 1:2023cv06573
Plaintiff:
U.S Securities and Exchange Commission
Defendant:
Clarice Saw
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Spartan Trading Company, LLC et al
as 0:2023cv01997
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Spartan Trading Company, LLC, Estate of Richard Myre, The, Estate of Dale Dahmen, The and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Oppenheimer & Co. Inc.,
as 1:2022cv07801
Plaintiff:
U.S. Securities and Exchange Commission and Securities and Exchange Commission
Defendant:
Oppenheimer & Co. Inc.,
Cause Of Action: 28 U.S.C. § 1331 sv Fed. Question: Securities Violation
GIBSON DUNN & CRUTCHER LLP v. U.S. SECURITIES AND EXCHANGE COMMISSION
as 1:2023cv01749
Plaintiff:
GIBSON DUNN & CRUTCHER LLP
Defendant:
U.S. SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
U.S. Securities and Exchange Commission v. Thayer
as 1:2023cv00362
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Patrick N Thayer
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Paulo De Bastos
as 23-11991
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
PAULO FERNANDO DE BASTOS
EMPOWER OVERSIGHT WHISTLEBLOWERS & RESEARCH v. U.S. SECURITIES AND EXCHANGE COMMISSION
as 1:2023cv01335
Plaintiff:
EMPOWER OVERSIGHT WHISTLEBLOWERS & RESEARCH
Defendant:
U.S. SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
U.S. Securities and Exchange Commission v. Feiner et al
as 1:2019cv06269
Defendant:
Erez Baver, Zvi Feiner, Cedarbrook Management, Inc. and others
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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