Cases 1 - 9 of 9
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA)
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Turner et al v. Lumio Home Services, LLC Lumio HX et al
as 4:2023cv03701
Plaintiff:
Terrance Turner and Matthew Battaglini
Defendant:
Lumio Home Services, LLC Lumio HX, Good Leap, USSOCOM and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
George v. Griffin et al
as 0:2021cv61719
Plaintiff:
Donnahue George
Defendant:
Ken Griffin, Citadel Securities Market Maker, Citadel Connect Dark Pool and others
Cause Of Action: 18 U.S.C. § 1962
Nicholas Webb, et al v. Financial Industry Regulatory
as 17-2526
Plaintiff - Appellant:
NICHOLAS WEBB and THAD BEVERSDORF
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED, successor to FINRA Dispute Resolution, Inc.
Judith Goldman, et al v. Citigroup Global Markets Inc, et al
as 15-2345
Plaintiff - Appellant:
JUDITH GOLDMAN and KENNETH B. GOLDMAN
Defendant - Appellee:
CITIGROUP GLOBAL MARKETS INC, FINRA, FREDERICK PIERONI and others
Pershing LLC v. Checa Curi
as 0:2012cv62449
Plaintiff:
Pershing LLC
Defendant:
Jose Antonio Checa Curi and FINRA Dispute Resolution, Inc.
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
GOLDMAN et al v. CITIGROUP GLOBAL MARKETS INC. et al
as 2:2012cv04469
Plaintiff:
JUDITH GOLDMAN and KENNETH B. GOLDMAN
Defendant:
CITIGROUP GLOBAL MARKETS INC. , BARRY GUARIGLIA , FINRA and others
Cause Of Action: 28 U.S.C. § 1330
Bender v. FINRA
as 2:2011cv01841
Plaintiff:
Michael Bender
Defendant:
FINRA
Cause Of Action: 15 U.S.C. § 1601
BB&T Investment Services, Inc. v. Jobson et al
as 2:2010cv02382
Plaintiff:
BB&T Investment Services, Inc.
Defendant:
James E. Jobson and FINRA Dispute Resolution, Inc.
Cause Of Action: 28 U.S.C. § 1332
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