Cases 1 - 10 of 19
FINRA Pension/401(k) Plan Committee v. Lightning et al
as 1:2023cv02336
Plaintiff:
FINRA Pension/401(k) Plan Committee
Defendant:
Napoleon Roosevelt Lightning, Tyrene Huff, Lenora Frazier and others
Cause Of Action: 29 U.S.C. § 1132 E.R.I.S.A.-Employee Benefits
MORRO v. SEC FINRA INTERNATIONAL INVEST
as 1:2019cv02366
Plaintiff:
REGINA MORRO
Defendant:
SEC FINRA INTERNATIONAL INVEST
Cause Of Action: 28 U.S.C. § 1331
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff / Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff - Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Spire Securities, LLC v. Finra Dispute Resolution et al
as 1:2016cv09507
Plaintiff:
Spire Securities, LLC
Defendant:
Finra Dispute Resolution, Richard Berry, Sandra Parker and others
Cause Of Action: 09 U.S.C. § 1
Meyer v. Merrill Lynch et al
as 1:2015cv10165
Petitioner:
Anthony Meyer
Respondent:
Merrill Lynch and Finra
Cause Of Action: 28 U.S.C. § 1331
Simonds v. FINRA, Dispute Resolution Arbritation #06-01354
as 1:2015cv13351
Plaintiff:
Adele G. Simonds
Defendant:
FINRA, Dispute Resolution Arbritation #06-01354
Cause Of Action: 09 U.S.C. § 1
JOHNSON v. FINRA DISPUTE RESOLUTION
as 2:2013cv00124
Petitioner:
NORMAN JOHNSON
Respondent:
FINRA DISPUTE RESOLUTION
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Gill v. Financial Industry Regulatory Authority ("FINRA") et al
as 1:2011cv02713
Plaintiff:
Michael J. Gill
Defendant:
Financial Industry Regulatory Authority ("FINRA") and Merrill Lynch, Pierce, Fenner & Smith Inc.
Cause Of Action: 09 U.S.C. § 0010
Triumph Global Securities, Ltd v. Umann Fund Management, LLC et al
as 1:2008cv07407
Petitioner:
Triumph Global Securities, Ltd
Respondent:
Umann Fund Management, LLC, Paul Umansky, Jeffrey Mann and others
Cause Of Action: 9 U.S.C. § 9 Motion to Confirm Arbitration Loan
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