Cases 1 - 5 of 5
AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al
as 1:2020cv05221
Defendant:
Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc. and John C.T. Cloghesy
Plaintiff:
AltaCorp. Capital Inc.
Capital One Financial Corporation et al v. Hummer et al
as 1:2019cv11582
Defendant:
Jan Hummer, FINRA Regulation, Inc. and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Capital One Investing, LLC and Capital One Financial Corporation
Cause Of Action: 28 U.S.C. § 1332
Nolan v. MetLife Securities, Inc. et al
as 4:2017mc00116
Plaintiff:
Marc J Nolan
Defendant:
MetLife Securities, Inc., Michael J Gelina and FINRA Regulation, Inc.
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
Lowrey et al v. Citigroup Global Markets, Inc et al
as 3:2010cv01823
Plaintiff:
Melissa Lowrey and Guy Heartfield
Defendant:
Citigroup Global Markets, Inc , National Association of Securities Dealers, Inc. and FINRA Regulation, Inc.
Cause Of Action: 15 U.S.C. § 78
Plaintiff v. Defendant
as 1:2010cv01633
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1332 Diversity: Notice of Removal
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