Cases 1 - 10 of 15
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust et al
as 1:2023cv23813
Petitioner:
Jandra Stephen Lubovich, Jon Cary Cooper, Aaron Chaim Lupuloff and others
Respondent:
John Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Lucy Chua, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Rocky Vista University, LLC and others
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Park v. E-Trade Financial Corporate Services, Inc. et al
as 2:2023cv00069
Plaintiff:
Jae Hyun Park
Defendant:
E-Trade Financial Corporate Services, Inc., E-Trade Securities, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Heslin Gallagher v. Financial Industry Regulatory Authority, Inc.
as 21-13605
Plaintiff / Appellant:
HESLIN GALLAGHER
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Gallagher v. Financial Industry Regulatory Authority, Inc.
as 9:2021cv81394
Plaintiff:
Heslin Gallagher
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 0078
Palazzo v. Financial Industry Regulatory Authority, Inc. et al
as 1:2021cv03253
Plaintiff:
Anthony Francis Palazzo
Defendant:
Financial Industry Regulatory Authority, Inc., Berkeley Capital Partners LLC and Brad Raffensperger
Cause Of Action: 09 U.S.C. § 09
Blum v. Wells Fargo Advisors LLC. et al
as 9:2017cv81116
Plaintiff:
Russell S. Blum
Defendant:
Wells Fargo Advisors LLC. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0001
The Georgia Republican Party, et al v. Securities and Exchange Commis, et al
as 16-16623
Petitioner:
THE GEORGIA REPUBLICAN PARTY, NEW YORK REPUBLICAN STATE COMMITTEE and TENNESSEE REPUBLICAN PARTY
Respondent:
SECURITIES AND EXCHANGE COMMISSION and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Plaintiff v. Defendant
as 9:2014cv80218
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1331
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