Cases 1 - 9 of 9
Carlos Legaspy v. Financial Industry Regulatory
as 20-2535
Plaintiff / Appellant:
CARLOS LEGASPY
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED
Scottsdale Capital Advisors Incorporated v. Financial Industry Regulatory Authority Incorporated
as 2:2018mc00035
Plaintiff:
Scottsdale Capital Advisors Incorporated
Defendant:
Financial Industry Regulatory Authority Incorporated
Cause Of Action: Civil Miscellaneous Case
Sam Balabon, et al v. Robert Cook, et al
as 18-50269
Plaintiff - Appellant:
SAM BALABON, SPOT QUOTE HOLDINGS, INCORPORATED and SPOT QUOTE L.L.C.
Defendant - Appellee:
RICHARD KETCHUM, ERIN VOCKE and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED
Nicholas Webb, et al v. Financial Industry Regulatory
as 17-2526
Plaintiff - Appellant:
NICHOLAS WEBB and THAD BEVERSDORF
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED, successor to FINRA Dispute Resolution, Inc.
Hurry et al v. Financial Industry Regulatory Authority Incorporated et al
as 2:2014cv02490
Plaintiff:
John J Hurry, Justine Hurry, Investment Services Corporation and others
Defendant:
Financial Industry Regulatory Authority Incorporated, Scott M Anderson and Unknown Parties
Cause Of Action: 28 U.S.C. § 1331
Investment Services Corporation v. Financial Industry Regulatory Authority Incorporated et al
as 2:2013cv00496
Plaintiff:
Investment Services Corporation
Defendant:
Financial Industry Regulatory Authority Incorporated and Scott M Andersen
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Neil Aslin v. Financial Industry Regulatory
as 12-2250
Plaintiff - Appellant:
NEIL J. ASLIN
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED
Xu v. Financial Industry Regulatory
as 11-3073
Plaintiff - Appellant:
Youwei P. Xu, Cathy Huang, Individually and Perpetual Securities, Incorporated
Defendant - Appellee:
Financial Industry Regulatory Authority Incorporated, Successor to and formerly known as "National Association of Securities Dealer, Incorporated." also known as "NASD" also known as FINRA
Standard Investment Chartered v. National Association of Securi
as 10-945
Plaintiff - Appellant:
Standard Investment Chartered, Incorporated, On behalf of itself and all others similarly situated
Defendant - Appellee:
National Association of Securities Dealers, Incorporated, AKA NASD, NYSE Group, Inc., Mary L. Schapiro and others
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