Cases 1 - 10 of 100
Reddy v. Waddell and Reed Inc. et al
as 2:2026cv02372
Plaintiff:
K.V. Venugopal Reddy
Defendant:
Waddell and Reed Inc. and LPL Financial LLC
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Brookman v. Aegis Capital Corporation et al
as 1:2026cv05011
Petitioner:
Andrew Brookman
Respondent:
Aegis Capital Corporation, Oppenheimer & Co. and LPL Financial LLC
Cause Of Action: 09 U.S.C. § 0010 Petition to Vacate Arbitration Award
Davis v. Symetra Life Insurance Company et al
as 2:2026cv01546
Plaintiff:
Joseph D. Davis
Defendant:
Symetra Life Insurance Company, Safeco Life Insurance Company and LPL Financial, LLC
Cause Of Action: 28 U.S.C. § 1330 Breach of Contract
Plaintiff v. Defendant
as 0:2026cv01865
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 42 U.S.C. § 2000 Job Discrimination (Race)
Paul Huygens, et al., v. Westwood Wealth Management, et al.,
as 2:2026cv03241
Defendant:
WESTWOOD WEALTH MANAGEMENT, WESTWOOD ALPHA OPPORTUNITY FUND, LP, MICHAEL PURYEAR and others
Plaintiff:
Paul Huygens and Peter Kravitz
Cause Of Action: 28 U.S.C. § 1332 Diversity-(Citizenship)
PAUL HUYGENS, as Trustee for the TB 42 Trust dated 11/13/23 et al v. WESTWOOD WEALTH MANAGEMENT et al
as 2:2026cv03236
Plaintiff:
PAUL HUYGENS, as Trustee for the TB 42 Trust dated and PETER KRAVITZ, as Trustee for the Kravitz Asset Protection Trust
Defendant:
WESTWOOD WEALTH MANAGEMENT, WESTWOOD ALPHA OPPORTUNITY FUND, LP, MICHAEL PURYEAR and others
Cause Of Action: 28 U.S.C. § 1332 Diversity-(Citizenship)
Brighthouse Life Ins. Co. v. Drake et al
as 2:2026cv01007
Plaintiff:
Brighthouse Life Insurance Company
Defendant:
Mindy Renee Drake, LPL Financial, LLC and Jacob McDonald-Erdman
Cause Of Action: 28 U.S.C. § 1332 Diversity-Insurance Contract
LPL Financial LLC v. Cure
as 4:2026cv02120
Plaintiff:
LPL Financial LLC
Defendant:
Eileen Law Cure
Cause Of Action: 9 U.S.C. § 9 Motion to Confirm Arbitration Award
LPL FINANCIAL LLC v. COLLINS
as 1:2025cv03935
Petitioner:
LPL FINANCIAL, LLC
Respondent:
MARY CECELIA COLLINS
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
First Technology Federal Credit Union v. LPL Financial, LLC, et al.
as 1:2025cv00582
Plaintiff:
First Technology Federal Credit Union
Defendant:
LPL Financial, LLC, Alfred "Jack" Jackson, Sage Kendall and others
Cause Of Action: 18 U.S.C. § 1836 (a) Injunction against Misappropriation of Trade Secrets
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