Cases
Shaffer et al v. Empower Retirement, LLC et al We have downloadable decisions or orders for this case
as 1:2022cv02716
Plaintiff: Bradley Shaffer and Evelyn Birchfield
Defendant: Bradley (I) Shaffer, Empower Retirement, LLC, Advised Assets Group, LLC and others
Cause Of Action: 28 U.S.C. § 1332 Diversity-Breach of Fiduciary Duty
PRASAD et al v. COLETTI et al
as 3:2022cv06073
Plaintiff: MURLI PRASAD, KIMBERLEY PRASAD, JERSEY PRASAD and others
Defendant: MADHURI COLETTI, MMJ ENTERPRISES, LLC, PUTNAM INVESTMENTS, LLC and others
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal- Fraud
GIEREK et al v. AMERICAN EXPRESS et al
as 2:2021cv04027
Defendant: FIDELITY BROKERAGE SERVICES doing business as FIDELITY INVESTMENTS, METROPOLITAN LIFE INSURANCE COMPANY, PUTNAM INVESTMENTS, LLC and others
Plaintiff: SOPHIE GIEREK and DONNA M GIEREK
Cause Of Action: 15 U.S.C. § 1601
Brotherston et al v. Putnam Investments, LLC et al We have downloadable decisions or orders for this case
as 1:2015cv13825
Plaintiff: John Brotherston and Joan Glancy
Defendant: Putnam Investments, LLC , Putnam Benefits Administration Committee , Putnam Benefits Investment Committee and others
Cause Of Action: 29 U.S.C. § 1001
Securities and Exchange Commission v. Shapiro We have downloadable decisions or orders for this case
as 1:2015cv07045
Interested Party: Alliancebernstein, L.P. and Putnam Investments LLC
Defendant: Michael A. Gramins, Tyler G. Peters and Ross B. Shapiro
Plaintiff: Securities and Exchange Commission
Intervenor: United States Attorney's Office, District of Connecticut
Cause Of Action: 15 U.S.C. § 77
Plaintiff v. Defendant We have downloadable decisions or orders for this case
as 1:2011cv10073
Plaintiff: Plaintiff v. Defendant
Defendant: Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1446

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