Cases 1 - 10 of 615
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
as 24-1427
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network
Interested Party:
FINANCIAL SERVICES INSTITUTE, INC.
United States Securities and Exchange Commission v. Findley
as 24-1052
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Defendant:
HALITRON INC. and BERNARD FINDLEY
Stewart v. United States Securities & Exchange Commission
as 24-1041
Petitioner:
SEAN R. STEWART
Respondent:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Lopez v. Benson et al
as 2:2024cv10916
Plaintiff:
Sotero Montellano Lopez, III
Defendant:
Jocelyn Benson, Martin J. O'Malley, Janet Yellen and others
Securities & Exchange Commission v. Barleta
as 1:2024mc00167
Defendant:
Joseph Cole Barleta and Joe Cole
Plaintiff:
Securities & Exchange Commission
Kontilai v. United States Securities and Exchange Commission
as 24-721
Petitioner:
VERONICA KONTILAI
Respondent:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Ritrovato v. United States Securities and Exchange Commission
as 24-1267
Plaintiff:
NICHOLAS A. RITROVATO, III
Defendant:
US SECURITIES & EXCHANGE COMMISSION
S.E.C. v. Stewart
as 24-540
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Defendant:
ALLEN B. GOTTLIEB, GEORGE WALLACE STEWART, PATRICK J. MADDEN and others
Appellant:
PHYLLIS GOTTLIEB
Natural Resources Defense Council v. United States Securities & Exchange Commission
as 24-707
Petitioner:
NATURAL RESOURCES DEFENSE COUNCIL
Respondent:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
United States Securities & Exchange Commission v. Ahmed
as 24-487
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Intervenor:
NMR ETAILING, LLC
Defendant:
SHALINI AHMED, -, IFTIKAR ALI AHMED SOLE PROP, ICUBED DOMAINS, LLC and others
Receiver:
STEPHEN M. KINDSETH
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