Cases 1 - 9 of 9
SEC, et al v. Wealth Management LLC, et al
as 09-4090
Plaintiff - Appellee:
SECURITIES AND EXCHANGE COMMISSION
Appellant:
EDWIN WILSON M.D. IRA and JAMES P. & SANDRA L. VERHOEVEN REVOCABLE TRUST
Defendant - Appellee:
WEALTH MANAGEMENT LLC, JAMES PUTMAN and SIMONE FEVOLA
Appellee:
FAYE FEINSTEIN, for Wealth Management LLC and the WM Funds, its subsidiaries, successors, and assigns
Trimble v. Wealth Management, LLC et al
as 0:2009cv01367
Plaintiff:
Tony P. Trimble
Defendant:
Wealth Management, LLC, James Putman and Simone Fevola
Receiver:
Faye B. Feinstein
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Type:
Other Statutes
Securities and Exchange Commission v. Wealth Management LLC et al
as 8:2009mc00012
Plaintiff:
Securities and Exchange Commission and Securities and Exchange Commission
Defendant:
Wealth Management LLC, James Putman, Simone Fevola and others
Receiver:
Faye B Feinstein
Securities and Exchange Commission v. Wealth Management LLC et al
as 1:2009cv03435
Plaintiff:
Securities and Exchange Commission
Defendant:
Wealth Management LLC, James Putman, Simone Fevola and others
Receiver:
Faye B. Feinstein
Cause Of Action: Civil Miscellaneous Case
Securities and Exchange Commission v. Waelth Management, LLC et al
as 4:2009mc00266
Plaintiff:
Securities and Exchange Commission
Defendant:
Waelth Management, LLC, James Putman, Simone Fevola and others
Receiver:
Faye Feinstein
Securities and Exchange Commission v. Wealth Management LLC et al
as 2:2009mc00220
Plaintiff:
Securities and Exchange Commission
Defendant:
Wealth Management LLC, James Putman, Simone Fevola and others
Securities and Exchange Commission v. Wealth Management LLC et al
as 1:2009mc00090
Plaintiff:
Securities and Exchange Commission
Defendant:
Wealth Management LLC, James Putman, Simone Fevola and others
Cause Of Action: 28 U.S.C. § 754 Receiver of Property in Different Districts
Type:
Other Statutes
Securities and Exchange Commission v. Wealth Management LLC et al
as 2:2009mc03763
Plaintiff:
Securities and Exchange Commission
Defendant:
Wealth Management LLC, James Putman, Simone Fevola and others
Receiver:
Faye B. Feinstein
Securities and Exchange Commission v. Wealth Management LLC et al
as 1:2009cv00506
Plaintiff:
Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission and others
Defendant:
Wealth Management LLC, James Putman and Simone Fevola
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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