Cases 1 - 7 of 7
Grewal et al v. NSM Securities Inc et al
as 3:2012cv00972
Plaintiff:
Narinder S Grewal , Pritpal Grewal , Shannon Grewal and others
Defendant:
NSM Securities Inc , Sterne Agee & Leach Inc , Sterne Agee Financial Services Inc and others
Cause Of Action: 28 U.S.C. § 1332
Stewart et al v. Laidlaw and Company (UK) et al
as 1:2011cv22846
Plaintiff:
Donna Jean Stewart , Sterne Agee & Leach, Inc., CF Jack Stewart STD IRA and Stewart Family Ltd., Partnership
Defendant:
Laidlaw and Company (UK) LTD, Inc. and Anthony J Calabro
Cause Of Action: 15 U.S.C. § 0078
Sterne, Agee & Leach, Inc. v. Fellus
as 2:2010cv03228
Plaintiff:
Sterne, Agee & Leach, Inc.
Defendant:
James B. Fellus
Cause Of Action: 09 U.S.C. § 1
Taylor & Company v. Sterne, Agee & Leach, Inc.
as 1:2009cv02571
Plaintiff:
Taylor & Company and Taylor & Company
Defendant:
Sterne, Agee & Leach, Inc.
Cause Of Action: 28 U.S.C. § 1332 Diversity-Breach of Contract
Type:
Other Statutes
Orange County Employees' Retirement System et al v. Carlson et al
as 5:2009cv00999
Plaintiff:
Orange County Employees' Retirement System , Louisiana Sheriffs' Pension and Relief Fund , Government of Guam Retirement Fund and others
Defendant:
Peter M. Carlson , Ross E. Jeffries, Jr. , David M. Julian and others
Cause Of Action: 15 U.S.C. § 78
In re Charles Schwab Corp. Securities Litigation
as 3:2008cv01510
Plaintiff:
Mike Labins, James Coffin, David Mikelonis and others
Defendant:
The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles Schwab Investment Management Inc. and others
Respondent:
TD Ameritrade, Inc.
Petitioner:
Karen Cunningham, Mark Kale, Monte Lewis and others
Interested Party:
Robert Levin, Karl Kyzer and Barclays Capital Inc.
Amicus Curiae:
Investment Company Institute and U.S. Securities and Exchange Commission
Not Classified By Court:
Opt Out Parties, PrimeVest Financial Services Inc., Sterne, Agee & Leach, Inc. and others
Cause Of Action: 15 U.S.C. § 77
Sterne, Agee & Leach, Inc. v. National Securities Clearing Corporation et al
as 2:2007cv00909
Plaintiff:
Sterne, Agee & Leach, Inc., Sterne, Agee & Leach, Inc., Sterne, Agee & Leach, Inc. and others
Defendant:
National Securities Clearing Corporation, UBS Securities LLC, Knight Equity Markets, L.P. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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