Cases 1 - 10 of 77
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
as 24-1427
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network
Interested Party:
FINANCIAL SERVICES INSTITUTE, INC.
Securities and Exchange Commission v. Rocha
as 1:2023cv11779
Plaintiff:
Securities and Exchange Commission
Defendant:
Jose D Rocha
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Dufoe v. DraftKings Inc. et al
as 1:2023cv10524
Plaintiff:
Justin Dufoe
Defendant:
DraftKings Inc., Jason D. Robins, Jason K. Park and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Shash, et al v. Biogen Inc., et al
as 22-1773
Plaintiff / Appellant:
NADIA SHASH, individually and on behalf of all others similarly situated and AMJAD KHAN, individually and on behalf of all others similarly situated
Plaintiff:
VICTOR D. MENASHE, individually and on behalf of all others similarly situated
Defendant / Appellee:
BIOGEN, INC., MICHEL VOUNATSOS, ALFRED W. SANDROCK, JR. and others
Defendant:
JEFFREY D. CAPELLO and MICHAEL MCDONNELL
Interested Party:
LEONARD I. SHAPIRO, ALEXANDER BONDARENKO, IGOR RABINOVICH and others
Wang v. Vounatsos et al
as 1:2022cv11180
Plaintiff:
Elaine Wang
Defendant:
Michel Vounatsos, STELIOS PAPADOPOULOS, Alexander J Denner and others
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. et al v. Ocean Capital LLC et al
as 3:2022cv01101
Plaintiff:
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc., Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc., Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. and others
Defendant:
Ocean Capital LLC, William Heath Hawk, Jos R. Izquierdo II and others
Debtor:
RAD Investments LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
The Booth Family Trust v. Vounatsos et al
as 1:2022cv10209
Plaintiff:
The Booth Family Trust
Defendant:
Michel Vounatsos, Stelios Papadopoulos, Alexander J Denner and others
Victor D. Menashe v. Biogen Inc. et al
as 1:2021cv10479
Petitioner:
Nadia Shash, Roman Suleymanov, Leonard Shapiro and others
Defendant:
Biogen Inc., Michael R. McDonnell, Jeffrey D. Capello and others
Plaintiff:
Victor D. Menashe and Amjad Khan
Shapiro v. Biogen Inc. et al
as 1:2021cv10017
Defendant:
Alfred W. Sandrock, Jr., Michael Vounatsos, Biogen Inc. and others
Plaintiff:
Leonard Shapiro
Petitioner:
Nadia Shash and The Biogen Investor Group
Securities and Exchange Commission v. ARO Equity, LLC et al
as 1:2020cv10027
Defendant:
THOMAS D. RENISON, ARO EQUITY, LLC and TIMOTHY J. ALLCOTT
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
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