Middle District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 34
LOMAX et al v. KRISPY KREME DOUGHNUTS, INC. et al
as 1:2016cv00923
Plaintiff: JONNIE LOMAX , HAROLD LOMAX
Defendant: KRISPY KREME DOUGHNUTS, INC., TIM E BENTSEN, CHARLES A BLIXT and others
Cause Of Action: m(a) Securities Exchange Act
GRAHAM v. BENTSEN, et al
as 1:2016cv00612
Plaintiff: JAMES GRAHAM
Defendant: TIM E. BENTSEN , CHARLES A BLIXT , LYNN CRUMP-CAINE and others
Cause Of Action: m(a) Securities Exchange Act
RAVEY v. TRANSENTERIX, INC. et al
as 1:2016cv00599
Plaintiff: THOMAS RAVEY
Defendant: TRANSENTERIX, INC. , TODD M. POPE , JOSEPH P. SLATTERY
Cause Of Action: m(a) Securities Exchange Act
FRIEDMAN v. HATTERAS FINANCIAL CORPORATION et al
as 1:2016cv00533
Plaintiff: WILLIAM FRIEDMAN
Defendant: HATTERAS FINANCIAL CORPORATION, DAVID W BERSON, BENJAMIN M HOUGH and others
Cause Of Action: m(a) Securities Exchange Act
WILSON v. HATTERAS FINANCIAL CORPORATION et al
as 1:2016cv00445
Plaintiff: JAMES WILSON
Defendant: HATTERAS FINANCIAL CORPORATION , DAVID W BERSON , MICHAEL R HOUGH and others
Cause Of Action: m(a) Securities Exchange Act
COMMODITY FUTURES TRADING COMMISSION v. THOMAS et al
as 1:2016cv00226
Plaintiff: U.S. COMMODITY FUTURES TRADING COMMISSION
Defendant: TRACY LEE THOMAS, MARBURY ADVISORS INC.
Cause Of Action: Fraud - Commodities Leverage Contracts
SECURITIES AND EXCHANGE COMMISSION v. CAUSWAVE et al
as 1:2015cv01068
Defendant: CAUSWAVE, JEFFREY L. RIGGS, DIANE R. BALDWIN
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: Securities Fraud
LI V. SQUARE 1 FINANCIAL, INC., ET AL.
as 1:2015cv00373
Defendant: SQUARE 1 FINANCIAL, INC., DOUGLAS H. BOWERS, SUSAN G. CASEY and others
Plaintiff: KUEI JUNG LI
Cause Of Action: m(a) Securities Exchange Act
LAKOWITZ v. SQUARE 1 FINANCIAL, INC.
as 1:2015cv00371
Defendant: SQUARE 1 FINANCIAL, INC., DOUGLAS H. BOWERS, SUSAN G. CASEY and others
Plaintiff: DAVID LAKOWITZ
Cause Of Action: m(a) Securities Exchange Act
WARREN v. BLYTHE et al
as 1:2014cv00499
Defendant: MICHAEL-DAVIN BLYTHE , REGAL SECURITIES, INC.
Plaintiff: NORRIS C. WARREN
Cause Of Action: Securities Fraud

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