Cases 31 - 40 of 43
Short v. Dondanville et al
as 5:2011cv00615
Defendant:
James R. Appleton, Bruce J. Bartells, Carole H. Beswick and others
Plaintiff:
Willis E Short, II
Willow Creek Capital Partners v. UBS Securities, LLC
as 11-122
Plaintiff - Appellant:
WC Capital Management, LLC
Plaintiff-Counter-Defendant - Appellant:
Willow Creek Capital Partners, L.P., a Delaware Limited partnership and Willow Creek Short Biased 30/130 Fund, L.P., a Delaware Limited partnership
Defendant-Counter-Claimant - Appellee:
UBS Securities, LLC, a Delaware limited liability company and UBS AG, a Swiss company
In re: Refco Securities Litigation
as 10-1700
Debtor:
In re: Utendahl Capital Partners, L.P.
Plaintiff:
American Financial International Group - Asia, LLC, Irv Kreitenberg, Steve Kreitenberg and others
Plaintiff - Appellant:
Kenneth M. Krys, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al and Christopher Stride, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al
Plaintiff - Appellee:
Dennis A. Klejna
Defendant:
Bennett Trust, Leo R. Breitman, CMG Institutional Trading LLC and others
Defendant - Appellee:
Phillip R. Bennet, Banc of America Securities LLC, Joseph P. Collins and others
Plaintiff v. Defendant
as 1:2010cv03020
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 15 U.S.C. § 78
SCB Diversified Municipal Portfolio et al v. Crews & Associates, Inc. et al
as 2:2009cv07351
Plaintiff:
SCB Diversified Municipal Portfolio, SCB California Municipal Portfolio, Short Duration New York Municipal Portfolio and others
Defendant:
Crews & Associates, Inc., Breazeale, Sachse & Wilson, L.L.P., Coves of the Highland Community Development District and others
Cause Of Action: 00 U.S.C. § 0000 Cause Code Unknown
Securities and Exchange Commission v. Tang et al
as 3:2009cv05146
Plaintiff:
Securities and Exchange Commission and Securities and Exchange Commission
Defendant:
King Chuen Tang, Ronald Yee, Zisen Yu and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Brecher et al v. Citigroup, Inc. et al
as 3:2009cv00606
Plaintiff:
Daniel Brecher, Daniel Brecher, Daniel Brecher and others
Defendant:
Citigroup, Inc., Citigroup Global Markets, Inc., Alain J.P. Belda and others
Cause Of Action: Federal Question
Hamilton v. TD Ameritrade, Inc. et al
as 1:2008cv03731
Plaintiff:
A. M. Hamilton, A. M. Hamilton and A. M. Hamilton
Defendant:
TD Ameritrade, Inc., TD Ameritrade Holding Corporation, The Reserve Yield Plus Fund and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Ross et al v. Reserve Management Company, Inc. et al
as 1:2008cv10261
Plaintiff:
William Ross, William Ross, William Ross and others
Defendant:
Reserve Management Company, Inc., Reserve Short -Term Investment Trust, Reserve Yield Plus Fund and others
Cause Of Action: Federal Question
ACA Financial, et al v. Advest, et al
as 07-1367
Plaintiff - Appellant:
ACA FINANCIAL ACA FINANCIAL GUARANTY CORPORATION, DRYDEN NATIONAL DRYDEN NATIONAL MUNICIPALS FUNDS, INC., JOHN MOORE and others
Plaintiff:
DENISE MCKEOWN and ROBERT LUTTS
Defendant - Appellee:
ADVEST, Inc., KAREN SUGHRUE, GARRY CRAGO and others
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