Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 19
Windward Loop, LLC et al v. Abbot Kinney Seeds et al We have downloadable decisions or orders for this case
as 2:2019cv09354
Plaintiff: Windward Loop, LLC, Sean Carasso, Skyline Capital Partners, LLC and others
Defendant: Kristian Vallas, Abbot Kinney Seeds, LLC, West Indies Trading Co., Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Scurlock et al
as 5:2018cv00049
Petitioner: Securities and Exchange Commission
Respondent: Richard Hampton Scurlock, III and RTAG, Inc.
Cause Of Action: 15 U.S.C. § 78
Hampton v. Aqua Metals, Inc. et al We have downloadable decisions or orders for this case
as 3:2017cv07142
Plaintiff: Arlis Hampton
Defendant: Aqua Metals, Inc., Stephen R. Clarke, Thomas Murphy and others
Cause Of Action: 15 U.S.C. § 78
Hampton, et al v. Root9B Technologies, et al We have downloadable decisions or orders for this case
as 16-1417
Plaintiff - Appellant: DAVID HAMPTON
Plaintiff: TY MESSERLI, Individually and on Behalf of all others similiarly situated
Defendant - Appellee: ROOT9B TECHNOLOGIES, INC., JOSEPH J. GRANO, JR. and KENNETH T. SMITH
William Hampton v. Pacific Investment Management, et al We have downloadable decisions or orders for this case
as 15-56841
Plaintiff - Appellant: WILLIAM T. HAMPTON, individually and on behalf of all others similarly situated
Defendant - Appellee: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, PIMCO FUNDS, E. PHILIP CANNON and others
Messerli et al v. Root9B Technologies, Inc et al We have downloadable decisions or orders for this case
as 1:2015cv02152
Plaintiff: Ty Messerli and David Hampton
Defendant: Root9B Technologies, Inc , Joseph J. Grano, Jr. , Kenneth T. Smith and others
Cause Of Action: 15 U.S.C. § 78
William T. Hampton v. Pacific Investment Management Company LLC et al
as 8:2015cv00131
Plaintiff: William T. Hampton
Defendant: PIMCO Investments LLC, PIMCO Total Return Fund and Pacific Investment Management Company LLC
Gordon v. Hampton
as 2:2013cv12867
Plaintiff: Robert D Gordon
Defendant: Sylvester Hampton
United States Commodity Futures Trading Commission v. Hampton
as 2:2013cv01173
Defendant: Thomas L Hampton
Plaintiff: United States Commodity Futures Trading Commission
Cause Of Action: 7 U.S.C. § 6 (b) Federal Commodity Exchange Regulation
Securities and Exchange Commission v. Heart Tronics Inc et al We have downloadable decisions or orders for this case
as 8:2011cv01962
Defendant: Five Investments Partnership, Mitchell Jay Stein, J. Rowland Perkins, II and others
Intervenor Plaintiff: United States of America
Plaintiff: Securities and Exchange Commission
Undetermined: Chicago Bears Football Club Inc

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