Cases 1 - 10 of 14
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff / Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff - Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Fifield v. MML Investors Services, LLC et al
as 2:2018cv11301
Plaintiff:
Kevin Clayton Fifield
Defendant:
MML Investors Services, LLC, LPL Financial LLC and Financial Industry Regulatory Authority, Inc.
B.E. Capital Management Fund LP v. Financial Industry Regulatory Authority, Inc. et al
as 1:2017cv00311
Plaintiff:
B.E. Capital Management Fund LP
Defendant:
Financial Industry Regulatory Authority, Inc. and Depository Trust Company
Cause Of Action: 28 U.S.C. § 2201
Scott v. UBS Financial Services Inc. et al
as 3:2015cv00681
Petitioner:
Vaughan Scott
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Chaisson v. Financial Industry Regulatory Authority, Inc. et al
as 2:2013cv06019
Plaintiff:
John J Chaisson
Defendant:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority - Dispute Resolution, Inc.
Cause Of Action: 15 U.S.C. § 78
ACKERMAN v. ROBBINS et al
as 2:2012cv07520
Plaintiff:
JAMES ACKERMAN
Defendant:
JACK ROBBINS, MYRNA ROBBINS and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 28 U.S.C. § 2201 Injunction
Spalding v. Financial Industry Regulatory Authority, Inc.
as 1:2012cv01181
Plaintiff:
William B. Spalding
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441
Sadat v. Financial Industry Regulatory Authority, Inc. et al
as 2:2011cv01659
Defendant:
Financial Industry Regulatory Authority, Inc. and Oppenheimer and Co.
Plaintiff:
Seid Sadat
Scanlan et al v. Morgan Stanley Smith Barney, LLC et al
as 1:2010cv08294
Plaintiff:
Timothy J. Scanlan and Kevin J. Steffen
Defendant:
Morgan Stanley Smith Barney, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0010
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