Cases 111 - 120 of 339
U.S. Securities and Exchange Commission v. Henderson et al
as 1:2019cv06183
Defendant:
John Henderson and Global Resources Leadership, LLC
Plaintiff:
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission v. Northridge Holdings, Ltd. et al
as 1:2019cv05957
Defendant:
Glenn C. Mueller, Brookstone Investment Group, Ltd., Unity Investment Group, Ltd. and others
Plaintiff:
Securites And Exchange Commission and U.S. Securities and Exchange Commission
Claimant:
Kathryn Cragg and Alexander Magnus
Receiver:
Mr. N. Neville Reid
Cause Of Action: 15 U.S.C. § 77
U.S. Securities And Exchange Commission v. Wang
as 1:2019cv12557
Defendant:
Songjiang Wang and Sam Wang
Plaintiff:
U.S. Securities And Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Copeland
as 1:2019cv02744
Defendant:
Brandon E. Copeland
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Taylor et al
as 1:2019cv09744
Defendant:
Darina Windsor, Joseph Abdul Noor El-Khouri and Benjamin Taylor
Plaintiff:
U.S. Securities and Exchange Commission and United States Securities and Exchange Commission
U.S. Securities and Exchange Commission v. Palm Beach Atlantic Financial Group, LLC et al
as 9:2019cv81652
Defendant:
William A. Smith and Palm Beach Atlantic Financial Group, LLC
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0078
U.S. Securities and Exchange Commission v. Fulco et al
as 1:2019cv05318
Defendant:
Christopher Fulco, JM Capital Holdings LLC, Jamie Milione and others
Plaintiff:
United States Securities and Exchange Commission and U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Raymond J. Lucia, Companies, I, et al v. USSEC, et al
as 19-56101
Defendant / Appellee:
U.S. SECURITIES & EXCHANGE COMMISSION, WILLIAM P. BARR, Attorney General and JAY CLAYTON, in his official capacity as Chairman of the U.S. Securities and Exchange Commission
Plaintiff / Appellant:
RAYMOND J. LUCIA, Sr. and RAYMOND J. LUCIA, COMPANIES, INC.
U.S. Securities and Exchange Commission v. Dembski
as 1:2019cv01246
Defendant:
Mr. Timothy S. Dembski
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
U.S. SECURITIES AND EXCHANGE COMMISSION v. THOMAS
as 1:2019cv00286
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
MICHAEL G. THOMAS
Cause Of Action: 15 U.S.C. § 77
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