Cases 31 - 40 of 360
U.S. Securities and Exchange Commission v. Holts
as 1:2023cv00081
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Bradley Morgan Holts
Cause Of Action: 15 U.S.C. § 0077 alc Securities Fraud - Alcatel MDL
Herrera v. Wells Fargo Brokerage Services et al
as 4:2023cv00223
Plaintiff:
Samuel K. Herrera
Defendant:
Wells Fargo Brokerage Services, U.S. Securities and Exchange Commission Financial Responsibility Department Division, Larry Bensussen and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Reynolds v. Scotttrade, Inc./TD Ameritrade, Inc. et al
as 1:2023cv00159
Plaintiff:
Atrella R Reynolds
Defendant:
Scotttrade, Inc./TD Ameritrade, Inc., Toronto-Dominion Bank doing business as TD Bank, N.A. doing business as TD Ameritrade, Charles Schwab Corporation and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
HERITAGE FOUNDATION et al v. U.S. SECURITIES AND EXCHANGE COMMISSION
as 1:2023cv00238
Plaintiff:
HERITAGE FOUNDATION and MIKE HOWELL
Defendant:
SECURITIES AND EXCHANGE COMMISSION and U.S. SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
Block v. U.S. Securities and Exchange Commission
as 1:2022cv01314
Plaintiff:
Carson Block
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
U.S. Securities and Exchange Commission v. The Hydrogen Technology Corporation et al
as 1:2022cv08284
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
The Hydrogen Technology Corporation, Michael Ross Kane and Tyler Ostern
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Henderson v. U.S. Securities and Exchange Commission et al
as 1:2023cv00080
Plaintiff:
George Julius Henderson
Defendant:
U.S. Securities and Exchange Commission and Dept. of Fiscal Services
Cause Of Action: 18 U.S.C. § 241 Conspiracy Against Citizen Rights
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, et al
as 22-13129
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
SPARTAN SECURITIES GROUP, LTD, ISLAND CAPITAL MANAGEMENT, CARL E. DILLEY and others
Not Classified By Court:
SERVICE
U.S. Securities and Exchange Commission v. Lauer
as 2:2022cv01726
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Ari J. Lauer
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
U.S. Securities and Exchange Commission v. Simmons
as 1:2022cv07081
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Lee Simmons
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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