Cases 41 - 50 of 136
Mohlman v. Financial Industry Regulatory Authority et al
as 3:2019cv00154
Defendant:
Financial Industry Regulatory Authority, Inc., Susan Schroeder, John Does and others
Plaintiff:
Jeffrey Allen Mohlman
Pee Pee Pop Trust, Pee Pee Pop Trust II, Pee Pee Pop Trust III, Man Cub Trust, Man Cub Trust II, Man Cub Trust III, Dated July 22, 2013 v. Financial Industry Regulatory Authority, Inc.
as 3:2019cv00240
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Pee Pee Pop Trust, Pee Pee Pop Trust II, Pee Pee Pop Trust III, Man Cub Trust, Man Cub Trust II, Man Cub Trust III, Dated July 22, 2013
Cause Of Action: 28 U.S.C. § 1441
First Capital Real Estate Inve v. SDDCO Brokerage Advisors, LLC
as 19-670
Respondent / Appellee:
SDDCO Brokerage Advisors, LLC
Respondent:
Financial Industry Regulatory Authority, Inc.
Petitioner / Appellant:
First Capital Real Estate Investments, LLC, a California limited liability company
Fifield v. MML Investors Services, LLC et al
as 2:2018cv13580
Respondent:
MML Investors Services, LLC, LPL Financial, LLC and Financial Industry Regulatory Authority, Inc.
Claimant:
Kevin Clayton Fifield
Cause Of Action: 09 U.S.C. § 1
Gregory Acosta v. Financial Industry Regulatory Authority, Inc.
as 2:2018cv07432
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Gregory Acosta
Cause Of Action: 28 U.S.C. § 2201
McIntyre v. Financial Industry Regulatory Authority, Inc.
as 1:2018cv06853
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Brian McIntyre
Cause Of Action: 28 U.S.C. § 1331
Deutsch v. Fidelity Brokerage Services LL
as 18-1896
Petitioner - Appellant:
Peter E. Deutsch and William J. Deutsch
Respondent - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Defendant:
Financial Industry Regulatory Authority, Inc., ("FINRA")
Fidelity Brokerage Services LL v. Deutsch
as 18-1774
Petitioner - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Respondent - Appellant:
Peter E. Deutsch and William J. Deutsch
Defendant:
Financial Industry Regulatory Authority, Inc., (FINRA)
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff / Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff - Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
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