Cases 71 - 80 of 136
Philip Godfrey v. Financial Industry Regulatory Authority, Inc.
as 2:2016cv02776
Defendant:
Does and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Philip Godfrey
Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
as 8:2016cv00860
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and others
Amicus Curiae:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78
Dembski v. Financial Industry Regulatory Authority, Inc.
as 1:2015cv08333
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Timothy S. Dembski
Cause Of Action: 15 U.S.C. § 78
Flowers v. Financial Industry Regulatory Authority, Inc. et al
as 3:2015cv02390
Plaintiff:
Troy Flowers
Defendant:
Financial Industry Regulatory Authority, Inc. and Does 1 through 30
Cause Of Action: 15 U.S.C. § 0078
Scott v. UBS Financial Services Inc. et al
as 3:2015cv00681
Petitioner:
Vaughan Scott
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
MARCINIAK v. WELLS FARGO ADVISORS, LLC et al
as 5:2015mc00171
Petitioner:
STEVE W. MARCINIAK
Respondent:
WELLS FARGO ADVISORS, LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
Armstrong v. UBS Financial Services Inc. et al
as 3:2015cv00465
Movant:
Robert E. Armstrong, JR.
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 1
Santos-Buch v. Financial Industry Regulatory
as 14-2767
Plaintiff - Appellant:
Alan Santos-Buch
Defendant - Appellee:
Financial Industry Regulatory Authority, Inc.
Conover v. Financial Industry Regulatory Authority Inc.
as 3:2014cv03065
Plaintiff:
Jeffrey S. Conover
Defendant:
Financial Industry Regulatory Authority Inc.
Cause Of Action: 28 U.S.C. § 1331
Nelia Virtusio v. Financial Industry Regulatory
as 14-15834
Plaintiff - Appellant:
NELIA VIRTUSIO
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
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