Cases 1 - 10 of 12
MESNER v. FMR LLC et al
as 2:2023cv00404
Plaintiff:
ANDREW S MESNER
Defendant:
FMR LLC, FIDELITY BROKERAGE SERVICES LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Cause Of Action: 18 U.S.C. § 1961 Racketeering (RICO) Act
ALLY INVEST SECURITIES LLC v. TIN TRUNG TRAN et al
as 1:2023cv12327
Plaintiff:
ALLY INVEST SECURITIES LLC
Defendant:
TIN TRUNG TRAN and The Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1332 Diversity-Other Contract
Plaintiff v. Defendant
as 1:2023cv10706
Petitioner:
Plaintiff v. Defendant
Respondent:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1651 Petition for Writ of Mandamus
Sachs v. Financial Industry Regulatory Authority
as 22-1366
Plaintiff / Appellant:
BETSY SACHS
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Sachs v. Financial Industry Regulatory Authority
as 1:2022cv00085
Plaintiff:
Betsy Sachs
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Congemi v. Nason et al
as 3:2020cv11941
Plaintiff:
Frank Congemi
Defendant:
Barbara Nason and The Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1
Congemi v. Nason et al
as 1:2020cv11941
Plaintiff:
Frank Congemi
Defendant:
Barbara Nason and The Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1
MSI Financial Services, Inc. et al v. Financial Industry Regulatory Authority et al
as 1:2018cv00414
Defendant:
Financial Industry Regulatory Authority and Wayne Magao
Plaintiff:
Zachary Brody and MSI Financial Services, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Lanza, et al. v Financial Industry Regulatory Authority
as 1:2018cv10859
Plaintiff:
Giovanni Lanza and Mariantonia Lanza
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1332
Freni v. Financial Industry Regulatory Authority
as 1:2017cv11237
Plaintiff:
Frank S. Freni
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1331
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
