Cases 1 - 8 of 8
SEC v. Sargent
as 23-1812
Plaintiff / Appellant:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellee:
HENRY B. SARGENT
Defendant:
FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
SEC v. Sargent
as 23-1669
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
HENRY B. SARGENT
Defendant:
FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
SEC v. Sargent
as 22-8014
Petitioner:
US SECURITIES & EXCHANGE COMMISSION
Respondent:
HENRY B. SARGENT, FREDERICK M. MINTZ, ALAN FRAADE and others
SEC v. Mintz, et al
as 20-1328
Defendant / Appellant:
FREDERICK M. MINTZ and ALAN FRAADE
Defendant:
PATRICK GIORDANO, JOSEPH J. TOMASEK and HENRY B. SARGENT
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Securities and Exchange Commission v Sargent, et al.
as 1:2019cv11416
Plaintiff:
Securities and Exchange Commission
Defendant:
Patrick Giordano, Frederick M Mintz, Henry B Sargent and others
Burns et al v. Vintage 185 Inc. d/b/a Vintage Wine Bar and Bistro et al
as 2:2018cv02893
Defendant:
Jeffrey Rumman and Vintage 185 Inc. d/b/a Vintage Wine Bar and Bistro
Plaintiff:
Patrick Giordano, Tarah Kessler, Kerri Galasso and others
Cause Of Action: 29 U.S.C. § 201 Fair Labor Standards Act
NYSE Group, Inc. v. New York Shell Exchange et al
as 1:2015cv06472
Plaintiff:
NYSE Group, Inc.
Defendant:
New York Shell Exchange, Patrick Giordano and William Hayde
Cause Of Action: 15 U.S.C. § 1114 Trademark Infringement (Lanham Act)
Giordano v. Takeda Pharmaceuticals U S A Inc et al
as 6:2014cv00301
Defendant:
Takeda Pharmaceuticals U S A Inc, Takeda Pharmaceuticals America, Inc., Takeda Development Center Americas Inc and others
Plaintiff:
Patrick Giordano and Catherine Giordano
Cause Of Action: 28 U.S.C. § 1332
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