Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 79
Robert Charles Class A, L.P. v. NatWest Markets plc et al
as 3:2021cv01709
Plaintiff: Robert Charles Class A, L.P.
Defendant: NatWest Markets plc, NatWest Market Securities Inc., John Doe 1-50 and others
Sullivan v. Arconic Inc. et al
as 1:2017cv05456
Plaintiff: Janet L Sullivan
Defendant: Arconic Inc. , Klaus Kleinfeld , Robert S Collins and others
Cause Of Action: 15 U.S.C. § 77
Sonterra Capital Master Fund L v. UBS AG We have downloadable decisions or orders for this case
as 17-944
Plaintiff - Appellant: Sonterra Capital Master Fund Ltd., California State Teachers' Retirement System, Hayman Capital Master Fund, L.P. and others
Defendant - Appellee: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd. and others
Defendant: Citibank, N.A., Citigroup Inc., Citibank Japan LTD and others
Lord Abbett Affiliated Fund, Inc., et al v. Navient Corporation et al We have downloadable decisions or orders for this case
as 1:2016cv00112
Defendant: Navient Corporation, Barry A. Munitz, Deutsche Bank Securities Inc. and others
Plaintiff: Policemen's Annuity & Benefit Fund of Chicago, George A. Menold, Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund and others
Petitioner: Employees' Retirement System of the City of Providence, Boilermaker-Blacksmith National Pension Trust and The City of Miami Fire Fighters' and Police Officers' Retirement Trust
Cause Of Action: 15 U.S.C. § 78
Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
as 1:2015cv10117
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia New York Agency, BMO Capital Markets Corp , BNP Paribas Securities Corp and others
Cause Of Action: 15 U.S.C. § 25
Buelow et al v. Alibaba Group Holding Limited et al We have downloadable decisions or orders for this case
as 5:2015cv05179
Plaintiff: Gary Buelow , Rustem Nurlybayev and Michael Hercules
Defendant: Alibaba Group Holding Limited , Jack Yun Ma, Joseph C. Tsai and others
Cause Of Action: 28 U.S.C. § 1331
Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
as 1:2015cv08859
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia, New York Agency, BMO Capital Markets Corp., BNP Paribas Securities Corp. and others
Cause Of Action: 15 U.S.C. § 25
Alaska Electrical Pension Fund v. Bank of Nova Scotia New York Agency et al
as 1:2015cv07420
Defendant: Citigroup Global Markets Inc., Jefferies LLC, Daiwa Capital Markets America Inc. and others
Plaintiff: Alaska Electrical Pension Fund
Cause Of Action: 15 U.S.C. § 15
Federal Housing Finance Agency v. Nomura Holding America, Inc. We have downloadable decisions or orders for this case
as 15-1872
Plaintiff - Appellee: Federal Housing Finance Agency, as Conservator for the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation
Defendant - Appellant: Nomura Holding America, Inc., Nomura Asset Acceptance Corporation, Nomura Home Equity Loan, Inc. and others
Amicus Curiae: Securities Industry and Financial Markets Association and The Clearing House, Association LLC
Taylor et al v. Bank Of America Corporation et al
as 1:2015cv01350
Plaintiff: Taylor, Steve Leaven, John Burnside and others
Defendant: Bank Of America Corporation, The Royal Bank of Scotland plc, RBS Securities, Inc. and others
Interested Party: Robert L. Teel and Nasser Bakizada
Cause Of Action: 07 U.S.C. § 1

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