Cases 1 - 5 of 5
Black et al v. Financial Industry Regulatory Authority et al
as 3:2023cv00709
Plaintiff:
Frank Harmon Black and Southeast Investments, N.C., Inc.
Defendant:
Financial Industry Regulatory Authority and Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Dawn J. Bennett v. U.S. Securities and Exchange
as 15-2584
Plaintiff - Appellant:
DAWN J. BENNETT and BENNETT GROUP FINANCIAL SERVICES, LLC
Defendant - Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Bennett et al v. U.S. Securities and Exchange Commission
as 8:2015cv03325
Plaintiff:
Dawn J. Bennett and Bennett Group Financial Services, LLC
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Lecroy et al
as 8:2011cv00944
Plaintiff:
Securities and Exchange Commission
Defendant:
Charles Lecroy and Douglas Macfaddin
Movant:
Gary L White
Cause Of Action: Motion to Quash
Hayes v. The Security and Exchange Commission et al
as 1:2007cv01786
Plaintiff:
Robert Hayes
Defendant:
The Security and Exchange Commission, Federal Trade Commission and U.S. Department of Commerce
Cause Of Action: 42 U.S.C. § 1981 Civil Rights
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
