Cases 1 - 10 of 54
Chocheles v. Heller et al
as 2:2024cv00647
Plaintiff:
Josephine Parker Chocheles
Defendant:
Mark H. Heller Individually and D/B/A Heller & Steifel Wealth Management Group, UBS Financial Services, Inc. and UNUM Life Insurance Company
Cause Of Action: 29 U.S.C. § 1001 E.R.I.S.A.: Employee Retirement
Gonzalez v. UBS Financial Services Inc.
as 23-1624
Plaintiff / Appellee:
FRANCISCO GONZALEZ, as beneficiary of the Royalty Fund Mechanized Cargo Local 1575 and in his capacity as Trustee and Fiduciary of the Royalty Fund Mechanized Cargo Local 1575, RAFAEL CUEVAS KUINLAM, in his capacity as Trustee and Fiduciary of the Royalty Fund Mechanized Cargo Local 1575 and FRANCISCO GONZALEZ, as beneficiary of the Royalty Fund Mechanized Cargo Local 1575 and in his capacity as Trustee and Fiduciary of the Royalty Fund Mechanized Cargo Local 1575 a Welfare Fund
Defendant / Appellant:
UBS FINANCIAL SERVICES INC.
Plaintiff:
RAFAEL CUEVAS KUINLAM, in his capacity as Trustee and Fiduciary of the Royalty Fund Mechanized Cargo Local 1575 a Welfare Fund
Rosen v. UBS Financial Services Inc. et al
as 1:2022cv03880
Plaintiff:
Emily Rosen
Defendant:
UBS Financial Services Inc., Alight Solutions LLC, Michael O'Connor individually and as plan Administrator for the UBS 401(K) Plan, Christopher Ferrara and Frank Sabia and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Mohan v. UBS Financial Services Inc. et al
as 3:2019cv00663
Plaintiff:
Mark L. Mohan
Defendant:
UBS Financial Services Inc. and UBS AG
Cause Of Action: 29 U.S.C. § 1132
Delia et al v. UBS Financial Services Inc. et al
as 1:2019cv03109
Plaintiff:
GINA DELIA, individually and as the EXECUTOR OF THE ESTATE OF DENIS DELIA
Defendant:
UBS FINANCIAL SERVICES INC. FINANCIAL ADVISOR SURVIVOR BENEFIT PLAN, UBS FINANCIAL SERVICES INC. and PLAN ADMINISTRATOR for the UBS Financial Services Inc. Financial Advisor Survivor Benefit Plan
Cause Of Action: 29 U.S.C. § 1101
Van Steenhuyse v. UBS Financial Services, Inc.
as 4:2018cv02041
Defendant:
UBS Financial Services, Inc.
Plaintiff:
Larry Van Steenhuyse
Cause Of Action: 28 U.S.C. § 1332
Sahu v. UBS Financial Services, Inc.
as 3:2016cv04982
Plaintiff:
Ankit Sahu
Defendant:
UBS Financial Services, Inc.
Cause Of Action: 05 U.S.C. § 704
D. v. Aetna Life Insurance Company et al
as 1:2016cv00022
Plaintiff:
Gordon D.
Defendant:
Aetna Life Insurance Company and UBS Financial Services Inc Medical Dental and Life Insurance Plan, The
Cause Of Action: 29 U.S.C. § 1001
Nguyen v. UBS Financial Services Inc
as 4:2016cv00414
Plaintiff:
Crystal Aesook Nguyen
Defendant:
UBS Financial Services Inc
Cause Of Action: 28 U.S.C. § 1331
Hernandez et al v. UBS AG et al
as 1:2015cv00230
Plaintiff:
Edith Hernandez and Ana O'Keefe
Defendant:
UBS AG and UBS Financial Services, Inc.
Cause Of Action: 29 U.S.C. § 203
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