Cases 1 - 10 of 15
Milligan v. Merrill Lynch, Pierce, Fenner & Smith, Inc. et al
as 3:2024cv00440
Plaintiff:
Kelly Milligan
Defendant:
Merrill Lynch, Pierce, Fenner & Smith, Inc., Bank of America Corporation, John/Jane Doe and others
Cause Of Action: 29 U.S.C. § 1132 E.R.I.S.A.-Employee Benefits
US Securities and Exchange Commission v. Sapere Wealth Management, LLC et al
as 3:2023cv00172
Plaintiff:
US Securities and Exchange Commission
Defendant:
Sapere Wealth Management, LLC and Scott Trease
Vanguard Group, Inc. v. Snipes et al
as 3:2022cv00261
Counter Defendant:
Vanguard Group, Inc.
Counter Claimant:
Matthew Philip Snipes and Topsail Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332 Diversity-Contract Dispute
Plaintiff v. Defendant
as 1:2021cv00017
Defendant:
Plaintiff v. Defendant
Plaintiff:
Plaintiff v. Defendant
Cause Of Action: 29 U.S.C. § 621
Regions Bank v. Thompson et al
as 3:2018cv00666
Plaintiff:
Regions Bank
Defendant:
TD Private Client Wealth, LLC, David Blair Thompson and Jennifer Lynn Cute
Securities and Exchange Commission v. Peters et al
as 5:2017cv00630
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephen Condon Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC and others
Cause Of Action: 15 U.S.C. § 77
United States of America v. Peters et al
as 5:2017cv00349
Plaintiff:
United States of America
Defendant:
Stephen Peters , Amy Peters , VisionQuest Wealth LLC and others
Cause Of Action: 21 U.S.C. § 881
Securities and Exchange Commission v. Total Wealth Management, Inc. et al
as 5:2015mc00023
Petitioner:
Securities and Exchange Commission
Respondent:
Total Wealth Management, Inc. and Jacob Keith Cooper
Receiver:
Kristen Janulewicz
Bergeron v. Prestige Wealth Management LLC
as 5:2013cv00204
Plaintiff:
Denis Bergeron
Defendant:
Prestige Wealth Management LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Civil Rights Violation
SECURITIES AND EXCHANGE COMMISSION v. COPELAND et al
as 1:2011mc00052
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
CHARLES P. COPELAND, COPELAND WEALTH MANAGEMENT, A FINANCIAL ADVISORY CORPORATION and COPELAND WEALTH MANAGEMENT, A REAL ESTATE CORPORATION
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